Form 4 for BCAT BlackRock Capital Allocation Term Trust
Accepted 2022-02-02 00:00:00 ET · period of report 2022-01-31 · accession 0000899243-22-004307 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-02 | 2022-01-31 | BCAT | Clayton David William | Portfolio Manager | M - OptEx | — | +6,206 | 6,206 | New | — |
| D | 2022-02-02 | 2022-01-31 | BCAT | Clayton David William | Portfolio Manager | D - Sale to Iss | $18.33 | -6,206 | 0 | -100% | -$113.8K |
| D | 2022-02-02 | 2022-01-31 | BCAT | Clayton David William | Portfolio Manager | M - OptEx | — | -6,206 | 12.4K | -33% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-31 | M | A | 6,206.45 | — | 6,206.45 | D | — | — | (F1) A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. (F2) As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. |
| 2 | Common | Common Stock | 2022-01-31 | D | D | 6,206.45 | $18.33 | 0 | D | — | — | (F1) A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. (F2) As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. |
| 3 | Derivative | Phantom Shares | 2022-01-31 | M | D | 6,206.45 | — | 12,412.90 | D | — · — to — | 6,206.45 Common Stock | (F1) A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. (F2) As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. |