InsiderTrades

Form 4 for BTZ BLACKROCK CREDIT ALLOCATION INCOME TRUST

Accepted 2022-02-02 00:00:00 ET · period of report 2022-01-31 · accession 0000899243-22-004344 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
D 2022-02-02 2022-01-31 BTZ Garfin Mitchell Portfolio Manager D - Sale to Iss $13.66 -8,046 0 -100% -$109.9K
D 2022-02-02 2022-01-31 BTZ Garfin Mitchell Portfolio Manager M - OptEx — +8,046 8,046 New —
DM 2022-02-02 2022-01-31 BTZ Garfin Mitchell Portfolio Manager M - OptEx — -8,046 0 -100% —
D 2022-02-02 2022-01-31 BTZ Garfin Mitchell Portfolio Manager A - Grant $13.66 +14.7K 14.7K New +$200.3K

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2022-01-31 D D 8,045.99 $13.66 0 D — — (F1) A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. (F2) As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. (F3) As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
2 Common Common Stock 2022-01-31 M A 8,045.99 — 8,045.99 D — — (F1) A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. (F2) As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. (F3) As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
3 Derivative Phantom Shares 2022-01-31 M D 4,820.88 — 9,641.75 D — · — to — 4,820.88 Common Stock (F1) A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. (F2) As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
4 Derivative Phantom Shares 2022-01-31 A A 14,660.60 $13.66 14,660.60 D — · — to — 14,660.60 Common Stock (F1) A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. (F4) These phantom shares vest in equal installments on each of the first three anniversaries of the award.
5 Derivative Phantom Shares 2022-01-31 M D 3,225.12 — 0 D — · — to — 3,225.12 Common Stock (F1) A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. (F3) As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.