Form 4 for GWH ESS Tech, Inc.
Accepted 2022-02-09 00:00:00 ET · period of report 2022-02-08 · accession 0000899243-22-005505 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2022-02-09 | 2022-02-08 | GWH | Song Julia | CTO | A - Grant | $0.00 | +207.4K | 2.47M | +9% | $0 |
| 2022-02-09 | 2022-02-08 | GWH | Song Julia | CTO | A - Grant | $0.00 | +268.4K | 5.64M | +5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-08 | A | A | 207,367 | $0.00 | 2,466,067 | I | — | — | (F1) The shares are represented by restricted stock units, or RSUs, which vest in 16 equal quarterly installments beginning on May 20, 2022. (F3) Reflects an increase of 73 shares pursuant to an adjustment of earnout shares reported on a Form 4 filed on November 12, 2021. |
| 2 | Common | Common Stock | 2022-02-08 | A | A | 268,358 | $0.00 | 5,641,617 | D See footnote | — | — | (F1) The shares are represented by restricted stock units, or RSUs, which vest in 16 equal quarterly installments beginning on May 20, 2022. (F2) Reflects an increase of 176 shares pursuant to an adjustment of earnout shares reported on a Form 4 filed on November 12, 2021. (F4) The shares are held directly by Julia Song. The reporting persons are husband and wife. |