Form 4 for CG Carlyle Group Inc.

Accepted 2022-02-10 00:00:00 ET · period of report 2022-02-08 · accession 0000899243-22-005692 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2022-02-10	2022-02-08+	CG	LEE KEWSONG	CEO, Dir	A - Grant	$0.00	+1.29M	1.32M	+4,014%	$0
	2022-02-10	2022-02-08	CG	LEE KEWSONG	CEO, Dir	S - Sale	$48.90	-359.3K	717.8K	-33%	-$17.57M

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-02-08	A	A	685,608	$0.00	1,077,087	D	—	—	(F1) These shares of common stock were acquired upon the settlement of performance-based restricted stock unit awards previously granted to the reporting person.
2	Common	Common Stock	2022-02-10	A	A	605,528	$0.00	1,323,298	D	—	—	(F3) These securities are restricted stock unit awards that will be eligible to vest in February 2027 based on the reporting person's continued service at the company through the vesting date and the attainment of specified stock price target conditions, where such restricted stock units will be eligible to vest at the 20%, 40%, 60%, 80% or 100% level based on the attainment of 20-consecutive trading day average closing stock prices equal to or in excess of $59.21, $69.08, $78.94, $88.81 and $98.68, respectively.
3	Common	Common Stock	2022-02-08	S	D	359,317	$48.90	717,770	D	—	—	(F2) These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of the performance awards described herein.