Form 4 for ECC Eagle Point Credit Co
Accepted 2022-02-16 00:00:00 ET · period of report 2022-02-14 · accession 0000899243-22-006690 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-02-16 | 2022-02-14+ | ECC | Ottawa Avenue Private Capital, LLC | See Remarks below | S - Sale | $14.03 | -319.3K | 508.1K | -39% | -$4.48M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-14 | S | D | 241,366 | $14.03 | 586,011 | D | — | — | (F1) Consists of 123,097 shares of common stock, par value $0.001 per share ("Common Stock") of Eagle Point Credit Company Inc. (the "Issuer") sold by OA Eagle Group Investors, LLC ("OAEG") and 118,269 shares of Common Stock sold by OA Eagle Group Investors II, LLC ("OAEG II"). (F2) Represents 298,864 shares of Common Stock directly owned by OAEG and 287,147 shares of Common Stock directly owned by OAEG II. (F8) Dynasty Financial II, LLC ("Dynasty") is the sole member of OAEG and Dynasty and Ottawa Avenue GP Investment Partners II, LP ("OAGP") are the members of OAEG II. Each of Dynasty and OAGP may be deemed for purposes of Section 16 of the Act, to be the indirect beneficial owner of some or all of the shares of Common Stock owned by OAEG and OAEG II. (F7) Ottawa Avenue Private Capital, LLC ("Ottawa") is the manager of OAEG and OAEG II and may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), to be the indirect beneficial owner of some or all of the shares of Common Stock owned by OAEG and OAEG II. |
| 2 | Common | Common Stock | 2022-02-15 | S | D | 77,658 | $14.01 | 508,353 | D | — | — | (F3) Consists of 39,606 shares of Common Stock sold by OAEG and 38,052 shares of Common Stock sold by OAEG II. (F8) Dynasty Financial II, LLC ("Dynasty") is the sole member of OAEG and Dynasty and Ottawa Avenue GP Investment Partners II, LP ("OAGP") are the members of OAEG II. Each of Dynasty and OAGP may be deemed for purposes of Section 16 of the Act, to be the indirect beneficial owner of some or all of the shares of Common Stock owned by OAEG and OAEG II. (F7) Ottawa Avenue Private Capital, LLC ("Ottawa") is the manager of OAEG and OAEG II and may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), to be the indirect beneficial owner of some or all of the shares of Common Stock owned by OAEG and OAEG II. (F4) Represents 259,258 shares of Common Stock directly owned by OAEG and 249,095 shares of Common Stock directly owned by OAEG II. |
| 3 | Common | Common Stock | 2022-02-16 | S | D | 271 | $14.00 | 508,082 | D | — | — | (F5) Consists of 138 shares of Common Stock sold by OAEG and 133 shares of Common Stock sold by OAEG II. (F8) Dynasty Financial II, LLC ("Dynasty") is the sole member of OAEG and Dynasty and Ottawa Avenue GP Investment Partners II, LP ("OAGP") are the members of OAEG II. Each of Dynasty and OAGP may be deemed for purposes of Section 16 of the Act, to be the indirect beneficial owner of some or all of the shares of Common Stock owned by OAEG and OAEG II. (F6) Represents 259,120 shares of Common Stock directly owned by OAEG and 248,962 shares of Common Stock directly owned by OAEG II. (F7) Ottawa Avenue Private Capital, LLC ("Ottawa") is the manager of OAEG and OAEG II and may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), to be the indirect beneficial owner of some or all of the shares of Common Stock owned by OAEG and OAEG II. |