Form 4 for ECC Eagle Point Credit Co

Accepted 2022-02-18 00:00:00 ET · period of report 2022-02-17 · accession 0000899243-22-007051 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2022-02-18	2022-02-17	ECC	Ottawa Avenue Private Capital, LLC	See Remarks below	S - Sale	$14.09	-53.0K	470.7K	-10%	-$746.1K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-02-17	S	D	52,953	$14.09	470,748	D	—	—	(F1) Consists of 27,006 shares of common stock, par value $0.001 per share ("Common Stock") of Eagle Point Credit Company Inc. (the "Issuer") sold by OA Eagle Group Investors, LLC ("OAEG") and 25,947 shares of Common Stock sold by OA Eagle Group Investors II, LLC ("OAEG II"). (F5) Dynasty Financial II, LLC ("Dynasty") is the sole member of OAEG and Dynasty and Ottawa Avenue GP Investment Partners II, LP ("OAGP") are the members of OAEG II. Each of Dynasty and OAGP may be deemed for purposes of Section 16 of the Act, to be the indirect beneficial owner of some or all of the shares of Common Stock owned by OAEG and OAEG II. (F2) Includes 7,966 shares of Common Stock and 7,653 shares of Common Stock received by OAEG and OAEG II, respectively, in a distribution from the Issuer on June 27, 2018. These shares were omitted from prior filings due to administrative error. (F4) Ottawa Avenue Private Capital, LLC ("Ottawa") is the manager of OAEG and OAEG II and may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), to be the indirect beneficial owner of some or all of the shares of Common Stock owned by OAEG and OAEG II. (F3) Represents 240,080 shares of Common Stock directly owned by OAEG and 230,668 shares of Common Stock directly owned by OAEG II.