Form 4 for CWK Cushman & Wakefield Ltd.
Accepted 2022-02-24 00:00:00 ET · period of report 2022-02-22 · accession 0000899243-22-007771 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-24 | 2022-02-22 | CWK | Soloway Brett | See Remarks | M - OptEx | $12.99 | +107.3K | 205.6K | +109% | +$1.39M |
| D | 2022-02-24 | 2022-02-22 | CWK | Soloway Brett | See Remarks | F - Tax | $22.80 | -67.0K | 138.6K | -33% | -$1.53M |
| DM | 2022-02-24 | 2022-02-22 | CWK | Soloway Brett | See Remarks | M - OptEx | $0.00 | -107.3K | 2,665 | -98% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2022-02-22 | M | A | 40,000 | $10.00 | 138,234.30 | D | — | — | |
| 2 | Common | Ordinary Shares | 2022-02-22 | M | A | 30,000 | $12.00 | 168,234.30 | D | — | — | |
| 3 | Common | Ordinary Shares | 2022-02-22 | M | A | 37,335 | $17.00 | 205,569.30 | D | — | — | |
| 4 | Common | Ordinary Shares | 2022-02-22 | F | D | 66,973 | $22.80 | 138,596.30 | D | — | — | (F1) Price reflects the weighted average price. Actual prices range from $22.78 to $22.82, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this Form 4. |
| 5 | Derivative | Employee Stock Option | 2022-02-22 | M | D | 30,000 | $0.00 | 0 | D | $12.00 · — to 2026-01-07 | 30,000 Ordinary Shares | (F3) One-third of the option award vested in substantially equal 33.33% installments on November 5, 2017, 2018 and 2019. One-third of the option award vested based on the achievement of a 90-day average stock price of $20.00 on January 19, 2022. (F4) Stock option award granted on January 7, 2016. One-third of the option award vested in equal 20% installments on each of the first five anniversaries of September 1, 2015. |
| 6 | Derivative | Employee Stock Option | 2022-02-22 | M | D | 40,000 | $0.00 | 0 | D | $10.00 · — to 2025-05-08 | 40,000 Ordinary Shares | (F3) One-third of the option award vested in substantially equal 33.33% installments on November 5, 2017, 2018 and 2019. One-third of the option award vested based on the achievement of a 90-day average stock price of $20.00 on January 19, 2022. (F2) Stock option award granted on May 8, 2015. One-third of the option award vested in substantially equal 20% installments on each of the first five anniversaries of November 5, 2014. |
| 7 | Derivative | Employee Stock Option | 2022-02-22 | M | D | 37,335 | $0.00 | 2,665 | D | $17.00 · — to 2027-03-31 | 37,335 Ordinary Shares | (F3) One-third of the option award vested in substantially equal 33.33% installments on November 5, 2017, 2018 and 2019. One-third of the option award vested based on the achievement of a 90-day average stock price of $20.00 on January 19, 2022. (F5) Stock option award granted on March 31, 2017. One-third of the option award vests in substantially equal 20% installments on each of the first five anniversaries of March 10, 2017. |