Form 4 for VTRS Viatris
Accepted 2022-03-02 00:00:00 ET · period of report 2022-02-28 · accession 0000899243-22-008661 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-02 | 2022-02-28 | VTRS | GOETTLER MICHAEL | CEO, Dir | M - OptEx | $0.00 | +55.2K | 60.0K | +1,153% | $0 |
| DM | 2022-03-02 | 2022-02-28 | VTRS | GOETTLER MICHAEL | CEO, Dir | F - Tax | $11.01 | -24.0K | 37.3K | -39% | -$264.5K |
| DM | 2022-03-02 | 2022-02-28 | VTRS | GOETTLER MICHAEL | CEO, Dir | M - OptEx | $0.00 | -55.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-28 | M | A | 1,290 | $0.00 | 37,868 | D | — | — | (F2) Fractional shares have been rounded up in connection with the settlement described in footnote 5 pursuant to the terms of the RSU award agreement under the Viatris Inc. 2020 Stock Incentive Plan. |
| 2 | Common | Common Stock | 2022-02-28 | M | A | 53,958 | $0.00 | 60,039 | D | — | — | |
| 3 | Common | Common Stock | 2022-02-28 | F | D | 23,461 | $11.01 | 36,578 | D | — | — | (F1) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of the restricted stock units (RSUs) granted on November 20, 2020. |
| 4 | Common | Common Stock | 2022-02-28 | F | D | 561 | $11.01 | 37,307 | D | — | — | (F3) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of the dividend equivalent units (DEUs) that accrued with respect to the 53,958 RSUs previously granted on November 20, 2020. |
| 5 | Derivative | Dividend Equivalent Units | 2022-02-28 | M | D | 1,289.51 | $0.00 | 0 | D | $0.00 · — to — | 1,289.51 Common Stock | (F5) Represents DEUs that accrued with respect to the 53,958 RSUs previously granted on November 20, 2020 and vested on the same schedule as the underlying RSUs. |
| 6 | Derivative | Restricted Stock Units | 2022-02-28 | M | D | 53,958 | $0.00 | 0 | D | $0.00 · — to — | 53,958 Common Stock | (F4) Each RSU represents the right to receive one share of common stock of Viatris Inc. (Viatris). These RSUs vested in full on February 28, 2022. |