Form 4 for BHC Bausch Health Companies Inc.
Accepted 2022-03-02 00:00:00 ET · period of report 2022-02-26 · accession 0000899243-22-008830 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-02 | 2022-02-26+ | BHC | Gordon Joseph F | Pres, Co-Head Bausch, Lomb, Int'l | F - Tax | $24.35 | -9,471 | 120.2K | -7% | -$230.6K |
| D | 2022-03-02 | 2022-02-27 | BHC | Gordon Joseph F | Pres, Co-Head Bausch, Lomb, Int'l | M - OptEx | — | +17.4K | 128.0K | +16% | — |
| D | 2022-03-02 | 2022-03-01 | BHC | Gordon Joseph F | Pres, Co-Head Bausch, Lomb, Int'l | S - Sale+OE | $23.82 | -6,338 | 112.2K | -5% | -$151.0K |
| D | 2022-03-02 | 2022-02-27 | BHC | Gordon Joseph F | Pres, Co-Head Bausch, Lomb, Int'l | M - OptEx | $24.35 | -17.4K | 0 | -100% | -$422.5K |
| D | 2022-03-02 | 2022-02-27 | BHC | Gordon Joseph F | Pres, Co-Head Bausch, Lomb, Int'l | A - Grant | — | +17.4K | 0 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares, No Par Value | 2022-02-27 | F | D | 6,233 | $24.35 | 121,755 | D | — | — | (F3) This number represents Common Shares withheld to satisfy the tax withholding obligations due upon vesting of PSUs. |
| 2 | Common | Common Shares, No Par Value | 2022-02-27 | F | D | 1,716 | $24.35 | 118,517 | D | — | — | (F5) This number represents Common Shares withheld to satisfy the tax withholding obligations due upon vesting of RSUs. |
| 3 | Common | Common Shares, No Par Value | 2022-02-27 | M | A | 17,350 | — | 127,988 | D | — | — | (F1) Reflects the vesting and conversion of performance-based Restricted Share Units ("PSUs"), previously granted to the reporting person, into common shares, no par value ("Common Shares") of the Issuer. (F2) Each PSU converts into Common Shares on a one-for-one basis |
| 4 | Common | Common Shares, No Par Value | 2022-03-01 | S | D | 6,338 | $23.82 | 112,179 | D | — | — | (F6) The sales reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2021. |
| 5 | Common | Common Shares, No Par Value | 2022-02-26 | F | D | 1,522 | $24.35 | 120,233 | D | — | — | (F4) This number represents Common Shares withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units ("RSUs"). |
| 6 | Derivative | Restricted Share Units | 2022-02-27 | M | D | 17,350 | $24.35 | 0 | D | $24.35 · — to 2022-02-27 | 0 Common Shares, No Par Value | (F1) Reflects the vesting and conversion of performance-based Restricted Share Units ("PSUs"), previously granted to the reporting person, into common shares, no par value ("Common Shares") of the Issuer. |
| 7 | Derivative | Restricted Share Units | 2022-02-27 | A | A | 17,350 | — | 0 | D | — · — to 2022-02-27 | 17,350 Common Shares, No Par Value | (F2) Each PSU converts into Common Shares on a one-for-one basis (F1) Reflects the vesting and conversion of performance-based Restricted Share Units ("PSUs"), previously granted to the reporting person, into common shares, no par value ("Common Shares") of the Issuer. |