Form 4 for VTRS Viatris
Accepted 2022-03-04 00:00:00 ET · period of report 2022-03-02 · accession 0000899243-22-009521 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-04 | 2022-03-02 | VTRS | Campbell Paul | See Remarks | M - OptEx | $0.00 | +40.8K | 67.6K | +152% | $0 |
| DI | 2022-03-04 | 2022-03-02 | VTRS | Campbell Paul | See Remarks | G - Gift | $0.00 | -1,629 | 0 | -100% | $0 |
| DMI | 2022-03-04 | 2022-03-02 | VTRS | Campbell Paul | See Remarks | F - Tax | $10.48 | -846 | 1,616 | -34% | -$8,866 |
| DMI | 2022-03-04 | 2022-03-02 | VTRS | Campbell Paul | See Remarks | M - OptEx | $0.00 | +2,475 | 1,913 | New | $0 |
| DM | 2022-03-04 | 2022-03-02 | VTRS | Campbell Paul | See Remarks | F - Tax | $10.48 | -18.1K | 67.5K | -21% | -$189.5K |
| D | 2022-03-04 | 2022-03-02 | VTRS | Campbell Paul | See Remarks | G - Gift | $0.00 | +1,629 | 69.1K | +2% | $0 |
| DM | 2022-03-04 | 2022-03-02 | VTRS | Campbell Paul | See Remarks | M - OptEx | $0.00 | -40.8K | 28.0K | -59% | $0 |
| DMI | 2022-03-04 | 2022-03-02 | VTRS | Campbell Paul | See Remarks | M - OptEx | $0.00 | -2,474 | 622 | -80% | $0 |
| DI | 2022-03-04 | 2022-03-04 | VTRS | Campbell Paul | See Remarks | A - Grant | $0.00 | +4,555 | 4,555 | New | $0 |
| D | 2022-03-04 | 2022-03-04 | VTRS | Campbell Paul | See Remarks | A - Grant | $0.00 | +53.6K | 53.6K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-02 | M | A | 6,865 | $0.00 | 62,420 | D By Spouse | — | — | |
| 2 | Common | Common Stock | 2022-03-02 | G | D | 1,629 | $0.00 | 0 | I | — | — | |
| 3 | Common | Common Stock | 2022-03-02 | F | D | 8 | $10.48 | 1,629 | I | — | — | (F6) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on March 2, 2021. |
| 4 | Common | Common Stock | 2022-03-02 | M | A | 21 | $0.00 | 1,637 | I | — | — | (F5) Fractional shares have been rounded up in connection with the settlement described in footnote 16 pursuant to the terms of the RSU award agreement under the Viatris Inc. 2020 Stock Incentive Plan. |
| 5 | Common | Common Stock | 2022-03-02 | M | A | 4,129 | $0.00 | 48,878 | D By Spouse | — | — | |
| 6 | Common | Common Stock | 2022-03-02 | F | D | 2,027 | $10.48 | 46,851 | D By Spouse | — | — | (F1) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on March 1, 2019. |
| 7 | Common | Common Stock | 2022-03-02 | M | A | 385 | $0.00 | 385 | I By Spouse | — | — | |
| 8 | Common | Common Stock | 2022-03-02 | F | D | 132 | $10.48 | 253 | I By Spouse | — | — | (F1) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on March 1, 2019. |
| 9 | Common | Common Stock | 2022-03-02 | M | A | 15,483 | $0.00 | 62,334 | D By Spouse | — | — | |
| 10 | Common | Common Stock | 2022-03-02 | F | D | 6,779 | $10.48 | 55,555 | D By Spouse | — | — | (F2) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of the RSUs granted on March 1, 2019. |
| 11 | Common | Common Stock | 2022-03-02 | M | A | 577 | $0.00 | 830 | I By Spouse | — | — | |
| 12 | Common | Common Stock | 2022-03-02 | F | D | 197 | $10.48 | 633 | I By Spouse | — | — | (F2) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of the RSUs granted on March 1, 2019. |
| 13 | Common | Common Stock | 2022-03-02 | G | A | 1,629 | $0.00 | 69,102 | D | — | — | |
| 14 | Common | Common Stock | 2022-03-02 | F | D | 3,003 | $10.48 | 59,417 | D By Spouse | — | — | (F3) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 2, 2020. |
| 15 | Common | Common Stock | 2022-03-02 | M | A | 622 | $0.00 | 1,255 | I By Spouse | — | — | |
| 16 | Common | Common Stock | 2022-03-02 | F | D | 212 | $10.48 | 1,043 | I | — | — | (F3) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 2, 2020. |
| 17 | Common | Common Stock | 2022-03-02 | M | A | 13,996 | $0.00 | 73,413 | D | — | — | |
| 18 | Common | Common Stock | 2022-03-02 | F | D | 6,128 | $10.48 | 67,285 | D | — | — | (F4) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 2, 2021. |
| 19 | Common | Common Stock | 2022-03-02 | M | A | 870 | $0.00 | 1,913 | I | — | — | |
| 20 | Common | Common Stock | 2022-03-02 | F | D | 297 | $10.48 | 1,616 | I | — | — | (F4) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 2, 2021. |
| 21 | Common | Common Stock | 2022-03-02 | M | A | 335 | $0.00 | 67,620 | D | — | — | (F5) Fractional shares have been rounded up in connection with the settlement described in footnote 16 pursuant to the terms of the RSU award agreement under the Viatris Inc. 2020 Stock Incentive Plan. |
| 22 | Common | Common Stock | 2022-03-02 | F | D | 147 | $10.48 | 67,473 | D | — | — | (F6) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on March 2, 2021. |
| 23 | Derivative | Restricted Stock Units | 2022-03-02 | M | D | 4,129 | $0.00 | 0 | D By Spouse | $0.00 · — to — | 4,129 Common Stock | (F8) Each RSU represents the right to receive one share of common stock of Viatris Inc. (Viatris). 4,129 of the RSUs granted on March 1, 2019 vested on each of March 2, 2020, March 2, 2021 and March 2, 2022. |
| 24 | Derivative | Restricted Stock Units | 2022-03-02 | M | D | 385 | $0.00 | 0 | I By Spouse | $0.00 · — to — | 385 Common Stock | (F9) Each RSU represents the right to receive one share of common stock of Viatris. 384 of the RSUs granted on March 1, 2019 vested on March 2, 2020 and 385 vested on each of March 2, 2021 and March 2, 2022. |
| 25 | Derivative | Restricted Stock Units | 2022-03-04 | A | A | 4,555 | $0.00 | 4,555 | I | $0.00 · — to — | 4,555 Common Stock | (F17) Each RSU represents the right to receive one share of common stock of Viatris. The RSUs vest in three equal annual installments beginning on March 4, 2023. |
| 26 | Derivative | Restricted Stock Units | 2022-03-04 | A | A | 53,616 | $0.00 | 53,616 | D | $0.00 · — to — | 53,616 Common Stock | (F17) Each RSU represents the right to receive one share of common stock of Viatris. The RSUs vest in three equal annual installments beginning on March 4, 2023. |
| 27 | Derivative | Dividend Equivalent Units | 2022-03-02 | M | D | 20.33 | $0.00 | 42 | I | $0.00 · — to — | 20.33 Common Stock | (F16) Represents DEUs that accrued with respect to the RSUs previously granted on March 2, 2021 and vest on the same schedule as the underlying RSUs. |
| 28 | Derivative | Dividend Equivalent Units | 2022-03-02 | M | D | 334.45 | $0.00 | 669 | D | $0.00 · — to — | 334.45 Common Stock | (F16) Represents DEUs that accrued with respect to the RSUs previously granted on March 2, 2021 and vest on the same schedule as the underlying RSUs. |
| 29 | Derivative | Restricted Stock Units | 2022-03-02 | M | D | 870 | $0.00 | 1,738 | I | $0.00 · — to — | 870 Common Stock | (F15) Each RSU represents the right to receive one share of common stock of Viatris. 870 of the RSUs granted on March 2, 2021 vested on March 2, 2022 and 869 will vest on each of March 2, 2023 and March 2, 2024. |
| 30 | Derivative | Restricted Stock Units | 2022-03-02 | M | D | 15,483 | $0.00 | 0 | D By Spouse | $0.00 · — to — | 15,483 Common Stock | (F10) Each RSU represents the right to receive one share of common stock of Viatris. These RSUs vested in full on March 2, 2022. |
| 31 | Derivative | Restricted Stock Units | 2022-03-02 | M | D | 577 | $0.00 | 0 | I By Spouse | $0.00 · — to — | 577 Common Stock | (F11) Each RSU represents the right to receive one share of common stock of Viatris. These RSUs vested in full on March 2, 2022. |
| 32 | Derivative | Restricted Stock Units | 2022-03-02 | M | D | 6,865 | $0.00 | 6,865 | D By Spouse | $0.00 · — to — | 6,865 Common Stock | (F12) Each RSU represents the right to receive one share of common stock of Viatris. 6,865 of the RSUs granted on March 2, 2020 vested on each of March 2, 2021 and March 2, 2022, and 6,865 will vest on March 2, 2023. |
| 33 | Derivative | Restricted Stock Units | 2022-03-02 | M | D | 622 | $0.00 | 622 | I By Spouse | $0.00 · — to — | 622 Common Stock | (F13) Each RSU represents the right to receive one share of common stock of Viatris. 622 of the RSUs granted on March 2, 2020 vested on each of March 2, 2021 and March 2, 2022, and 622 will vest on March 2, 2023. |
| 34 | Derivative | Restricted Stock Units | 2022-03-02 | M | D | 13,996 | $0.00 | 27,992 | D | $0.00 · — to — | 13,996 Common Stock | (F14) Each RSU represents the right to receive one share of common stock of Viatris. 13,996 of the RSUs granted on March 2, 2021 vested on March 2, 2022 and 13,996 will vest on each of March 2, 2023 and March 2, 2024. |