Form 4 for VTRS Viatris
Accepted 2022-03-04 00:00:00 ET · period of report 2022-03-02 · accession 0000899243-22-009542 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-04 | 2022-03-02 | VTRS | Roman Brian | Gbl GC | X - OptEx | $0.00 | +21.6K | 42.2K | +105% | $0 |
| DM | 2022-03-04 | 2022-03-02 | VTRS | Roman Brian | Gbl GC | F - Tax | $10.48 | -15.5K | 58.2K | -21% | -$162.1K |
| DM | 2022-03-04 | 2022-03-02 | VTRS | Roman Brian | Gbl GC | M - OptEx | $0.00 | +13.4K | 58.4K | +30% | $0 |
| D | 2022-03-04 | 2022-03-04 | VTRS | Roman Brian | Gbl GC | A - Grant | $0.00 | +51.5K | 51.5K | New | $0 |
| DM | 2022-03-04 | 2022-03-02 | VTRS | Roman Brian | Gbl GC | M - OptEx | $0.00 | -13.4K | 26.1K | -34% | $0 |
| DM | 2022-03-04 | 2022-03-02 | VTRS | Roman Brian | Gbl GC | X - OptEx | $0.00 | -21.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-02 | X | A | 5,034 | $0.00 | 52,867 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-02 | F | D | 2,159 | $10.48 | 50,708 | D | — | — | (F3) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 2, 2020. |
| 3 | Common | Common Stock | 2022-03-02 | M | A | 13,063 | $0.00 | 63,771 | D | — | — | |
| 4 | Common | Common Stock | 2022-03-02 | F | D | 5,719 | $10.48 | 58,052 | D | — | — | (F4) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 2, 2021. |
| 5 | Common | Common Stock | 2022-03-02 | F | D | 5,742 | $10.48 | 47,833 | D | — | — | (F2) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of the RSUs granted on March 1, 2019. |
| 6 | Common | Common Stock | 2022-03-02 | X | A | 13,115 | $0.00 | 53,575 | D | — | — | |
| 7 | Common | Common Stock | 2022-03-02 | F | D | 1,714 | $10.48 | 40,460 | D | — | — | (F1) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on March 1, 2019. |
| 8 | Common | Common Stock | 2022-03-02 | X | A | 3,498 | $0.00 | 42,174 | D | — | — | |
| 9 | Common | Common Stock | 2022-03-02 | M | A | 313 | $0.00 | 58,365 | D | — | — | (F5) Fractional shares have been rounded up in connection with the settlement described in footnote 11 pursuant to the terms of the RSU award agreement under the Viatris Inc. 2020 Stock Incentive Plan. |
| 10 | Common | Common Stock | 2022-03-02 | F | D | 138 | $10.48 | 58,227 | D | — | — | (F6) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on March 2, 2021. |
| 11 | Derivative | Restricted Stock Units | 2022-03-04 | A | A | 51,471 | $0.00 | 51,471 | D | $0.00 · — to — | 51,471 Common Stock | (F12) Each RSU represents the right to receive one share of common stock of Viatris. The RSUs vest in three equal annual installments beginning on March 4, 2023. |
| 12 | Derivative | Dividend Equivalent Units | 2022-03-02 | M | D | 312.56 | $0.00 | 624 | D | $0.00 · — to — | 312.56 Common Stock | (F11) Represents DEUs that accrued with respect to the RSUs previously granted on March 2, 2021 and vest on the same schedule as the underlying RSUs. |
| 13 | Derivative | Restricted Stock Units | 2022-03-02 | M | D | 13,063 | $0.00 | 26,126 | D | $0.00 · — to — | 13,063 Common Stock | (F10) Each RSU represents the right to receive one share of common stock of Viatris. 13,063 of the RSUs granted on March 2, 2021 vested on March 2, 2022 and 13,063 will vest on each of March 2, 2023 and March 2, 2024. |
| 14 | Derivative | Restricted Stock Units | 2022-03-02 | X | D | 5,034 | $0.00 | 5,034 | D | $0.00 · — to — | 5,034 Common Stock | (F9) Each RSU represents the right to receive one share of common stock of Viatris. 5,035 of the RSUs granted on March 2, 2020 vested on March 2, 2021, 5,034 vested on March 2, 2022, and 5,034 will vest on March 2, 2023. |
| 15 | Derivative | Restricted Stock Units | 2022-03-02 | X | D | 3,498 | $0.00 | 0 | D | $0.00 · — to — | 3,498 Common Stock | (F7) Each RSU represents the right to receive one share of common stock of Viatris Inc. (Viatris). 3,497 of the RSUs granted on March 1, 2019 vested on each of March 2, 2020 and March 2, 2021, and 3,498 vested on March 2, 2022. |
| 16 | Derivative | Restricted Stock Units | 2022-03-02 | X | D | 13,115 | $0.00 | 0 | D | $0.00 · — to — | 13,115 Common Stock | (F8) Each RSU represents the right to receive one share of common stock of Viatris. These RSUs vested in full on March 2, 2022. |