Form 4 for VTRS Viatris
Accepted 2022-03-04 00:00:00 ET · period of report 2022-03-02 · accession 0000899243-22-009556 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-04 | 2022-03-02 | VTRS | Narula Sanjeev | CFO | M - OptEx | $0.00 | +26.8K | 22.6K | New | $0 |
| DM | 2022-03-04 | 2022-03-02 | VTRS | Narula Sanjeev | CFO | F - Tax | $10.48 | -11.7K | 22.4K | -34% | -$122.5K |
| D | 2022-03-04 | 2022-03-04 | VTRS | Narula Sanjeev | CFO | A - Grant | $0.00 | +116.7K | 116.7K | New | $0 |
| DM | 2022-03-04 | 2022-03-02 | VTRS | Narula Sanjeev | CFO | M - OptEx | $0.00 | -26.8K | 1,249 | -96% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-02 | M | A | 26,126 | $0.00 | 33,440 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-02 | F | D | 11,415 | $10.48 | 22,025 | D | — | — | (F1) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on March 2, 2021. |
| 3 | Common | Common Stock | 2022-03-02 | M | A | 625 | $0.00 | 22,650 | D | — | — | (F2) Fractional shares have been rounded up in connection with the settlement described in footnote 5 pursuant to the terms of the RSU award agreement under the Viatris Inc. 2020 Stock Incentive Plan. |
| 4 | Common | Common Stock | 2022-03-02 | F | D | 272 | $10.48 | 22,378 | D | — | — | (F3) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on March 2, 2021. |
| 5 | Derivative | Restricted Stock Units | 2022-03-04 | A | A | 116,667 | $0.00 | 116,667 | D | $0.00 · — to — | 116,667 Common Stock | (F6) Each RSU represents the right to receive one share of common stock of Viatris. The RSUs vest in three equal annual installments beginning on March 4, 2023. |
| 6 | Derivative | Restricted Stock Units | 2022-03-02 | M | D | 26,126 | $0.00 | 52,251 | D | $0.00 · — to — | 26,126 Common Stock | (F4) Each RSU represents the right to receive one share of common stock of Viatris Inc. (Viatris). 26,126 of the RSUs granted on March 2, 2021 vested on March 2, 2022, 26,125 will vest on March 2, 2023 and 26,126 will vest on March 2, 2024. |
| 7 | Derivative | Dividend Equivalent Units | 2022-03-02 | M | D | 624.09 | $0.00 | 1,249 | D | $0.00 · — to — | 624.09 Common Stock | (F5) Represents DEUs that accrued with respect to the RSUs previously granted on March 2, 2021 and vest on the same schedule as the underlying RSUs. |