Form 4 for VTRS Viatris
Accepted 2022-03-04 00:00:00 ET · period of report 2022-03-02 · accession 0000899243-22-009564 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-04 | 2022-03-02 | VTRS | Mauro Anthony | See Remarks | M - OptEx | $0.00 | +128.8K | 229.6K | +128% | $0 |
| DM | 2022-03-04 | 2022-03-02 | VTRS | Mauro Anthony | See Remarks | F - Tax | $10.48 | -56.1K | 234.9K | -19% | -$587.6K |
| DM | 2022-03-04 | 2022-03-02 | VTRS | Mauro Anthony | See Remarks | M - OptEx | $0.00 | -128.8K | 1,427 | -99% | $0 |
| D | 2022-03-04 | 2022-03-04 | VTRS | Mauro Anthony | See Remarks | A - Grant | $0.00 | +109.8K | 109.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-02 | M | A | 24,409 | $0.00 | 228,627 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-02 | M | A | 15,544 | $0.00 | 178,094 | D | — | — | |
| 3 | Common | Common Stock | 2022-03-02 | F | D | 6,820 | $10.48 | 171,274 | D | — | — | (F1) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on March 1, 2019. |
| 4 | Common | Common Stock | 2022-03-02 | F | D | 10,614 | $10.48 | 218,013 | D | — | — | (F3) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 2, 2020. |
| 5 | Common | Common Stock | 2022-03-02 | M | A | 29,858 | $0.00 | 247,871 | D | — | — | |
| 6 | Common | Common Stock | 2022-03-02 | F | D | 25,344 | $10.48 | 204,218 | D | — | — | (F2) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of the RSUs granted on March 1, 2019. |
| 7 | Common | Common Stock | 2022-03-02 | F | D | 311 | $10.48 | 235,291 | D | — | — | (F6) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on March 2, 2021. |
| 8 | Common | Common Stock | 2022-03-02 | M | A | 714 | $0.00 | 235,602 | D | — | — | (F5) Fractional shares have been rounded up in connection with the settlement described in footnote 12 pursuant to the terms of the RSU award agreement under the Viatris Inc. 2020 Stock Incentive Plan. |
| 9 | Common | Common Stock | 2022-03-02 | F | D | 12,983 | $10.48 | 234,888 | D | — | — | (F4) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 2, 2021. |
| 10 | Common | Common Stock | 2022-03-02 | M | A | 58,288 | $0.00 | 229,562 | D | — | — | |
| 11 | Derivative | Restricted Stock Units | 2022-03-02 | M | D | 29,858 | $0.00 | 59,716 | D | $0.00 · — to — | 29,858 Common Stock | (F11) Each RSU represents the right to receive one share of common stock of Viatris. 29,858 of the RSUs granted on March 2, 2021 vested on March 2, 2022 and 29,858 will vest on each of March 2, 2023 and March 2, 2024. |
| 12 | Derivative | Restricted Stock Units | 2022-03-02 | M | D | 24,409 | $0.00 | 24,409 | D | $0.00 · — to — | 24,409 Common Stock | (F10) Each RSU represents the right to receive one share of common stock of Viatris. 24,409 of the RSUs granted on March 2, 2020 vested on each of March 2, 2021 and March 2, 2022, and 24,409 will vest on March 2, 2023. |
| 13 | Derivative | Restricted Stock Units | 2022-03-02 | M | D | 15,544 | $0.00 | 0 | D | $0.00 · — to — | 15,544 Common Stock | (F8) Each RSU represents the right to receive one share of common stock of Viatris Inc. (Viatris). 15,544 of the RSUs granted on March 1, 2019 vested on March 2, 2020, 15,543 vested on March 2, 2021, and 15,544 vested on March 2, 2022. |
| 14 | Derivative | Restricted Stock Units | 2022-03-02 | M | D | 58,288 | $0.00 | 0 | D | $0.00 · — to — | 58,288 Common Stock | (F9) Each RSU represents the right to receive one share of common stock of Viatris. These RSUs vested in full on March 2, 2022. |
| 15 | Derivative | Restricted Stock Units | 2022-03-04 | A | A | 109,804 | $0.00 | 109,804 | D | $0.00 · — to — | 109,804 Common Stock | (F13) Each RSU represents the right to receive one share of common stock of Viatris. The RSUs vest in three equal annual installments beginning on March 4, 2023. |
| 16 | Derivative | Dividend Equivalent Units | 2022-03-02 | M | D | 713.68 | $0.00 | 1,427 | D | $0.00 · — to — | 713.68 Common Stock | (F12) Represents DEUs that accrued with respect to the RSUs previously granted on March 2, 2021 and vest on the same schedule as the underlying RSUs. |