Form 4 for VTRS Viatris
Accepted 2022-03-04 00:00:00 ET · period of report 2022-03-02 · accession 0000899243-22-009565 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-04 | 2022-03-02 | VTRS | Malik Rajiv | Pres, Dir | M - OptEx | $0.00 | +280.6K | 407.0K | +222% | $0 |
| DM | 2022-03-04 | 2022-03-02 | VTRS | Malik Rajiv | Pres, Dir | F - Tax | $10.48 | -122.0K | 352.4K | -26% | -$1.28M |
| DM | 2022-03-04 | 2022-03-02 | VTRS | Malik Rajiv | Pres, Dir | M - OptEx | $0.00 | -280.6K | 52.6K | -84% | $0 |
| D | 2022-03-04 | 2022-03-04 | VTRS | Malik Rajiv | Pres, Dir | A - Grant | $0.00 | +247.1K | 247.1K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-02 | M | A | 52,631 | $0.00 | 405,003 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-02 | F | D | 14,562 | $10.48 | 281,336 | D | — | — | (F2) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on March 1, 2019. |
| 3 | Common | Common Stock | 2022-03-02 | M | A | 33,516 | $0.00 | 295,898 | D | — | — | (F1) 88,365 shares of common stock were returned to the reporting person's direct beneficial ownership on October 4, 2021 in the form of a scheduled annuity payment under the terms of the grantor retained annuity trust to which the reporting person initially contributed 250,000 shares of common stock on September 18, 2019. |
| 4 | Common | Common Stock | 2022-03-02 | F | D | 699 | $10.48 | 420,996 | D | — | — | (F7) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on March 2, 2021. |
| 5 | Common | Common Stock | 2022-03-02 | M | A | 1,606 | $0.00 | 421,695 | D | — | — | (F6) Fractional shares have been rounded up in connection with the settlement described in footnote 12 pursuant to the terms of the RSU award agreement under the Viatris Inc. 2020 Stock Incentive Plan. |
| 6 | Common | Common Stock | 2022-03-02 | F | D | 29,210 | $10.48 | 420,089 | D | — | — | (F5) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 2, 2021. |
| 7 | Common | Common Stock | 2022-03-02 | M | A | 67,180 | $0.00 | 449,299 | D | — | — | |
| 8 | Common | Common Stock | 2022-03-02 | F | D | 22,884 | $10.48 | 382,119 | D | — | — | (F4) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 2, 2020. |
| 9 | Common | Common Stock | 2022-03-02 | F | D | 54,648 | $10.48 | 352,372 | D | — | — | (F3) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of the RSUs granted on March 1, 2019. |
| 10 | Common | Common Stock | 2022-03-02 | M | A | 125,684 | $0.00 | 407,020 | D | — | — | |
| 11 | Derivative | Dividend Equivalent Units | 2022-03-02 | M | D | 1,605.49 | $0.00 | 3,211 | D | $0.00 · — to — | 1,605.49 Common Stock | (F12) Represents DEUs that accrued with respect to the RSUs previously granted on March 2, 2021 and vest on the same schedule as the underlying RSUs. |
| 12 | Derivative | Restricted Stock Units | 2022-03-04 | A | A | 247,059 | $0.00 | 247,059 | D | $0.00 · — to — | 247,059 Common Stock | (F13) Each RSU represents the right to receive one share of common stock of Viatris. The RSUs vest in three equal annual installments beginning on March 4, 2023. |
| 13 | Derivative | Restricted Stock Units | 2022-03-02 | M | D | 67,180 | $0.00 | 134,360 | D | $0.00 · — to — | 67,180 Common Stock | (F11) Each RSU represents the right to receive one share of common stock of Viatris. 67,180 of the RSUs granted on March 2, 2021 vested on March 2, 2022 and 67,180 will vest on each of March 2, 2023 and March 2, 2024. |
| 14 | Derivative | Restricted Stock Units | 2022-03-02 | M | D | 33,516 | $0.00 | 0 | D | $0.00 · — to — | 33,516 Common Stock | (F8) Each RSU represents the right to receive one share of common stock of Viatris Inc. (Viatris). 33,516 of the RSUs granted on March 1, 2019 vested on March 2, 2020, 33,515 vested on March 2, 2021, and 33,516 vested on March 2, 2022. |
| 15 | Derivative | Restricted Stock Units | 2022-03-02 | M | D | 125,684 | $0.00 | 0 | D | $0.00 · — to — | 125,684 Common Stock | (F9) Each RSU represents the right to receive one share of common stock of Viatris. These RSUs vested in full on March 2, 2022. |
| 16 | Derivative | Restricted Stock Units | 2022-03-02 | M | D | 52,631 | $0.00 | 52,632 | D | $0.00 · — to — | 52,631 Common Stock | (F10) Each RSU represents the right to receive one share of common stock of Viatris. 52,632 of the RSUs granted on March 2, 2020 vested on March 2, 2021, 52,631 vested on March 2, 2022, and 52,632 will vest on March 2, 2023. |