Form 4 for FNKO Funko, Inc.
Accepted 2022-03-08 00:00:00 ET · period of report 2022-03-04 · accession 0000899243-22-010044 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-08 | 2022-03-04 | FNKO | Daw Tracy D | CLO | M - OptEx | $0.00 | +1,367 | 9,260 | +17% | $0 |
| D | 2022-03-08 | 2022-03-08 | FNKO | Daw Tracy D | CLO | S - Sale+OE | $17.77 | -546 | 8,714 | -6% | -$9,702 |
| D | 2022-03-08 | 2022-03-04 | FNKO | Daw Tracy D | CLO | M - OptEx | $0.00 | -1,367 | 1,368 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | CLASS A COMMON STOCK | 2022-03-04 | M | A | 1,367 | $0.00 | 9,260 | D | — | — | (F2) Restricted stock units convert into Class A Common Stock on a one-for-one basis. |
| 2 | Common | CLASS A COMMON STOCK | 2022-03-08 | S | D | 546 | $17.77 | 8,714 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-03-04 | M | D | 1,367 | $0.00 | 1,368 | D | — · — to — | 1,367 Class A Common Stock | (F2) Restricted stock units convert into Class A Common Stock on a one-for-one basis. (F3) On March 4, 2019, the Reporting Person was granted 5,470 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |