InsiderTrades

Form 4 for ECC Eagle Point Credit Co

Accepted 2022-03-09 00:00:00 ET · period of report 2022-03-07 · accession 0000899243-22-010317 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
2022-03-09 2022-03-07 ECC OA Eagle Group Investors II, LLC See Remarks below S - Sale $14.02 -362 470.4K -0.1% -$5,075

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2022-03-07 S D 362 $14.02 470,386 D — — (F1) Consists of 185 shares of common stock, par value $0.001 per share ("Common Stock") of Eagle Point Credit Company Inc. (the "Issuer") sold by OA Eagle Group Investors, LLC ("OAEG") and 177 shares of Common Stock sold by OA Eagle Group Investors II, LLC ("OAEG II"). (F2) Represents 239,895 shares of Common Stock directly owned by OAEG and 230,491 shares of Common Stock directly owned by OAEG II. (F3) Ottawa Avenue Private Capital, LLC ("Ottawa") is the manager of OAEG and OAEG II and may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), to be the indirect beneficial owner of some or all of the shares of Common Stock owned by OAEG and OAEG II. (F4) Dynasty Financial II, LLC ("Dynasty") is the sole member of OAEG and Dynasty and Ottawa Avenue GP Investment Partners II, LP ("OAGP") are the members of OAEG II. Each of Dynasty and OAGP may be deemed for purposes of Section 16 of the Act, to be the indirect beneficial owner of some or all of the shares of Common Stock owned by OAEG and OAEG II.