Form 4 for REPL Replimune Group, Inc.
Accepted 2022-03-16 00:00:00 ET · period of report 2022-03-14 · accession 0000899243-22-011332 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-03-16 | 2022-03-14 | REPL | Omega Fund IV G.P. Manager, Ltd. | 10% | M - OptEx | $9.78 | +16.5K | 4.78M | +0.3% | +$161.4K |
| DI | 2022-03-16 | 2022-03-14 | REPL | Omega Fund IV G.P. Manager, Ltd. | 10% | S - Sale+OE | $15.42 | -16.5K | 4.76M | -0.3% | -$254.4K |
| DM | 2022-03-16 | 2022-03-15+ | REPL | Omega Fund IV G.P. Manager, Ltd. | 10% | S - Sale+OE | $15.58 | -90.0K | 4.67M | -2% | -$1.40M |
| DI | 2022-03-16 | 2022-03-14 | REPL | Omega Fund IV G.P. Manager, Ltd. | 10% | M - OptEx | $0.00 | -16.5K | 16.5K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-14 | M | A | 16,500 | $9.78 | 4,779,880 | I By Otello Stampacchia | — | — | (F2) The reported securities are held directly by Otello Stampacchia, a shareholder and director of Omega Fund IV GP Manager. |
| 2 | Common | Common Stock | 2022-03-14 | S | D | 16,500 | $15.42 | 4,763,380 | I By Otello Stampacchia | — | — | (F2) The reported securities are held directly by Otello Stampacchia, a shareholder and director of Omega Fund IV GP Manager. |
| 3 | Common | Common Stock | 2022-03-15 | S | D | 45,000 | $15.64 | 4,718,380 | D | — | — | (F1) The reported securities are held directly by Omega Fund IV, L.P. ("Omega IV"). The reported securities may be deemed to be beneficially owned by each of Omega Fund IV GP, L.P. ("Omega IV GP"), as the general partner of Omega IV, and Omega Fund IV GP Manager, Ltd. ("Omega IV GP Manager"), as the general partner of Omega IV GP. Otello Stampacchia and Anne-Mari Paster are all the shareholders and directors of Omega IV GP Manager and have shared voting and investment power over the shares held by Omega IV. Each of Omega IV GP, Omega Fund IV GP Manager and the Omega Directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or their pecuniary interest therein, if any. |
| 4 | Common | Common Stock | 2022-03-16 | S | D | 6,238 | $15.31 | 4,712,142 | D | — | — | (F1) The reported securities are held directly by Omega Fund IV, L.P. ("Omega IV"). The reported securities may be deemed to be beneficially owned by each of Omega Fund IV GP, L.P. ("Omega IV GP"), as the general partner of Omega IV, and Omega Fund IV GP Manager, Ltd. ("Omega IV GP Manager"), as the general partner of Omega IV GP. Otello Stampacchia and Anne-Mari Paster are all the shareholders and directors of Omega IV GP Manager and have shared voting and investment power over the shares held by Omega IV. Each of Omega IV GP, Omega Fund IV GP Manager and the Omega Directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or their pecuniary interest therein, if any. |
| 5 | Common | Common Stock | 2022-03-16 | S | D | 38,762 | $15.55 | 4,673,380 | D | — | — | (F1) The reported securities are held directly by Omega Fund IV, L.P. ("Omega IV"). The reported securities may be deemed to be beneficially owned by each of Omega Fund IV GP, L.P. ("Omega IV GP"), as the general partner of Omega IV, and Omega Fund IV GP Manager, Ltd. ("Omega IV GP Manager"), as the general partner of Omega IV GP. Otello Stampacchia and Anne-Mari Paster are all the shareholders and directors of Omega IV GP Manager and have shared voting and investment power over the shares held by Omega IV. Each of Omega IV GP, Omega Fund IV GP Manager and the Omega Directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or their pecuniary interest therein, if any. |
| 6 | Derivative | Non-Qualified Stock Options | 2022-03-14 | M | D | 16,500 | $0.00 | 16,500 | I By Otello Stampacchia | $9.78 · — to 2030-04-01 | 16,500 Common Stock | (F2) The reported securities are held directly by Otello Stampacchia, a shareholder and director of Omega Fund IV GP Manager. (F3) Stock options vested 100% on April 1, 2021. |