Form 4 for OUST Ouster, Inc.
Accepted 2022-03-17 00:00:00 ET · period of report 2022-03-15 · accession 0000899243-22-011450 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-17 | 2022-03-16 | OUST | SPENCER DARIEN | EVP of Gbl Ops | S - Sale+OE | $3.16 | -9,442 | 1.20M | -0.8% | -$29.8K |
| D | 2022-03-17 | 2022-03-15 | OUST | SPENCER DARIEN | EVP of Gbl Ops | M - OptEx | $0.00 | +27.4K | 1.21M | +2% | $0 |
| D | 2022-03-17 | 2022-03-15 | OUST | SPENCER DARIEN | EVP of Gbl Ops | M - OptEx | $0.00 | -27.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-16 | S | D | 9,442 | $3.16 | 1,203,598 | D | — | — | (F3) Reflects shares sold to cover withholding taxes incurred upon the settlement of RSUs in a trade that was initiated by the issuer on the reporting person's behalf pursuant to terms of the applicable RSU agreement. |
| 2 | Common | Common Stock | 2022-03-15 | M | A | 27,419 | $0.00 | 1,213,040 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock at $0.00. 27,419 RSUs vested into shares of common stock on March 15, 2022. (F2) The reporting person previously reported certain awards of RSUs in Table II of Form 4, but has elected to report them in Table I going forward. The total reported in Column 5 of Table I has been updated to include 82,260 RSUs that would have otherwise been reported in Column 9 of Table II from an original grant of 109,679 RSUs granted on July 13, 2021. The 82,260 RSUs will vest in 12 equal installments on each quarterly anniversary following March 15, 2022, subject to the reporting person's continued service with the Issuer through each applicable vesting date. |
| 3 | Derivative | Restricted Stock Units | 2022-03-15 | M | D | 27,419 | $0.00 | 0 | D | — · — to — | 27,419 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock at $0.00. 27,419 RSUs vested into shares of common stock on March 15, 2022. (F2) The reporting person previously reported certain awards of RSUs in Table II of Form 4, but has elected to report them in Table I going forward. The total reported in Column 5 of Table I has been updated to include 82,260 RSUs that would have otherwise been reported in Column 9 of Table II from an original grant of 109,679 RSUs granted on July 13, 2021. The 82,260 RSUs will vest in 12 equal installments on each quarterly anniversary following March 15, 2022, subject to the reporting person's continued service with the Issuer through each applicable vesting date. |