Form 4 for FOA Finance of America Companies Inc.
Accepted 2022-04-05 00:00:00 ET · period of report 2022-04-01 · accession 0000899243-22-013751 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-04-05 | 2022-04-01 | FOA | Thornock Tai A. | CAO | F - Tax | $3.04 | -10.1K | 48.6K | -17% | -$30.6K |
| D | 2022-04-05 | 2022-04-01 | FOA | Thornock Tai A. | CAO | M - OptEx | — | +34.4K | 58.7K | +141% | — |
| D | 2022-04-05 | 2022-04-01 | FOA | Thornock Tai A. | CAO | A - Grant | $0.00 | +29.3K | 29.3K | New | $0 |
| D | 2022-04-05 | 2022-04-01 | FOA | Thornock Tai A. | CAO | M - OptEx | $0.00 | -34.4K | 68.8K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-04-01 | F | D | 10,080 | $3.04 | 48,640 | D | — | — | |
| 2 | Common | Class A Common Stock | 2022-04-01 | M | A | 34,400 | — | 58,720 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining restricted stock units vest in equal installments on each of the third and fourth anniversaries of April 1, 2021, subject to the Reporting Person's continued employment |
| 3 | Derivative | Restricted Stock Units | 2022-04-01 | A | A | 29,316 | $0.00 | 29,316 | D | — · — to — | 29,316 Class A Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The restricted stock units shall vest in one-third increments upon the first, second and third anniversaries of the grant date, subject to the Reporting Person's continued employment. |
| 4 | Derivative | Restricted Stock Units | 2022-04-01 | M | D | 34,400 | $0.00 | 68,800 | D | — · — to — | 34,400 Class A Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining restricted stock units vest in equal installments on each of the third and fourth anniversaries of April 1, 2021, subject to the Reporting Person's continued employment |