Form 4 for BRLT Brilliant Earth Group, Inc.
Accepted 2022-04-05 00:00:00 ET · period of report 2022-04-01 · accession 0000899243-22-013980 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-04-05 | 2022-04-01+ | BRLT | Kuo Jeffrey Chuenhong | CFO | C - Cnv Deriv | $0.00 | +70.5K | 96.7K | +269% | $0 |
| DM | 2022-04-05 | 2022-04-01+ | BRLT | Kuo Jeffrey Chuenhong | CFO | J - Other | $0.00 | -70.5K | 550.7K | -11% | $0 |
| DM | 2022-04-05 | 2022-04-01+ | BRLT | Kuo Jeffrey Chuenhong | CFO | S - Sale | $9.40 | -70.5K | 89.9K | -44% | -$663.0K |
| DMI | 2022-04-05 | 2022-04-01 | BRLT | Kuo Jeffrey Chuenhong | CFO | C - Cnv Deriv | $0.00 | +28.0K | 14.0K | New | $0 |
| DMI | 2022-04-05 | 2022-04-01 | BRLT | Kuo Jeffrey Chuenhong | CFO | S - Sale | $9.70 | -28.0K | 0 | -100% | -$271.5K |
| DMI | 2022-04-05 | 2022-04-01 | BRLT | Kuo Jeffrey Chuenhong | CFO | J - Other | $0.00 | -28.0K | 101.9K | -22% | $0 |
| DM | 2022-04-05 | 2022-04-01+ | BRLT | Kuo Jeffrey Chuenhong | CFO | C - Cnv Deriv | $0.00 | -70.5K | 713.9K | -9% | $0 |
| DMI | 2022-04-05 | 2022-04-01 | BRLT | Kuo Jeffrey Chuenhong | CFO | C - Cnv Deriv | $0.00 | -28.0K | 101.9K | -22% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-04-01 | C | A | 42,329 | $0.00 | 130,048 | D Held by the Alpha Echo Family Protection Trust | — | — | |
| 2 | Common | Class B Common Stock | 2022-04-05 | J | D | 8,986 | $0.00 | 541,672 | D | — | — | |
| 3 | Common | Class A Common Stock | 2022-04-01 | S | D | 2,222 | $10.26 | 87,719 | D Held by the Alpha Echo Family Protection Trust | — | — | (F3) This transaction was executed in multiple trades ranging from $10.16 to $10.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Class B Common Stock | 2022-04-01 | J | D | 42,329 | $0.00 | 569,843 | D Held by the Beta Echo Family Protection Trust | — | — | |
| 5 | Common | Class A Common Stock | 2022-04-01 | C | A | 14,000 | $0.00 | 14,000 | I Held by the Beta Echo Family Held by the Beta Echo Family Protection Trust | — | — | |
| 6 | Common | Class A Common Stock | 2022-04-01 | S | D | 11,799 | $9.59 | 2,201 | I Held by the Held by the Beta Echo Family Protection Trust | — | — | (F5) This transaction was executed in multiple trades ranging from $9.22 to $10.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 7 | Common | Class A Common Stock | 2022-04-01 | S | D | 2,201 | $10.27 | 0 | I Held by the Alpha Echo Family Protection Trust | — | — | (F6) This transaction was executed in multiple trades ranging from $10.23 to $10.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 8 | Common | Class A Common Stock | 2022-04-01 | C | A | 14,000 | $0.00 | 14,000 | I Held by the Beta Echo Family Protection Trust | — | — | |
| 9 | Common | Class A Common Stock | 2022-04-01 | S | D | 11,802 | $9.59 | 2,198 | I | — | — | (F5) This transaction was executed in multiple trades ranging from $9.22 to $10.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 10 | Common | Class A Common Stock | 2022-04-01 | S | D | 2,198 | $10.27 | 0 | I | — | — | (F6) This transaction was executed in multiple trades ranging from $10.23 to $10.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 11 | Common | Class B Common Stock | 2022-04-01 | J | D | 14,000 | $0.00 | 101,903 | I | — | — | |
| 12 | Common | Class B Common Stock | 2022-04-01 | J | D | 14,000 | $0.00 | 101,903 | I | — | — | |
| 13 | Common | Class A Common Stock | 2022-04-04 | C | A | 19,185 | $0.00 | 106,904 | D | — | — | |
| 14 | Common | Class A Common Stock | 2022-04-04 | S | D | 19,185 | $9.48 | 87,719 | D | — | — | (F7) This transaction was executed in multiple trades ranging from $9.18 to $9.675. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 15 | Common | Class B Common Stock | 2022-04-04 | J | D | 19,185 | $0.00 | 550,658 | D | — | — | |
| 16 | Common | Class A Common Stock | 2022-04-05 | C | A | 8,986 | $0.00 | 96,705 | D | — | — | |
| 17 | Common | Class A Common Stock | 2022-04-05 | S | D | 8,986 | $9.36 | 87,719 | D | — | — | (F8) This transaction was executed in multiple trades ranging from $9.12 to $9.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 18 | Common | Class A Common Stock | 2022-04-01 | S | D | 40,107 | $9.33 | 89,941 | D Held by the Alpha Echo Family Protection Trust | — | — | (F2) This transaction was executed in multiple trades ranging from $9.10 to $10.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 19 | Derivative | Common Units | 2022-04-01 | C | D | 42,329 | $0.00 | 733,043 | D Held by the Alpha Echo Family Protection Trust | $0.00 · — to — | 42,329 Class A Common Stock | (F10) The reporting person's Form 4 filed on February 24, 2022 inadvertently underreported the number of common units directly held by the reporting person following the transactions reported therein. The amounts in Table II, column 9 of this filing have been corrected. (F9) The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date. |
| 20 | Derivative | Common Units | 2022-04-01 | C | D | 14,000 | $0.00 | 101,903 | I Held by the Beta Echo Family Protection Trust | $0.00 · — to — | 14,000 Class A Common Stock | (F9) The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date. |
| 21 | Derivative | Common Units | 2022-04-05 | C | D | 8,986 | $0.00 | 704,872 | D | $0.00 · — to — | 8,986 Class A Common Stock | (F9) The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date. |
| 22 | Derivative | Common Units | 2022-04-04 | C | D | 19,185 | $0.00 | 713,858 | D | $0.00 · — to — | 19,185 Class A Common Stock | (F9) The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date. |
| 23 | Derivative | Common Units | 2022-04-01 | C | D | 14,000 | $0.00 | 101,903 | I | $0.00 · — to — | 14,000 Class A Common Stock | (F9) The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date. |