Form 4 for FUND SPROTT FOCUS TRUST INC.
Accepted 2022-04-12 00:00:00 ET · period of report 2022-01-24 · accession 0000899243-22-014553 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2022-04-12 | 2022-01-24 | FUND | GEORGE W WHITNEY | Dir, 10%, Senior Portfolio Manager | P - Purchase | $7.91 | +6,743 | 611.7K | +1% | +$53.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-24 | P | A | 6,743 | $7.91 | 611,734 | I Held by Trust | — | — | (F4) Amount of shares beneficially owned includes shares acquired under the Issuer's Dividend Reinvestment Program (the DRIP) on March 25, 2022, subsequent to the purchase on January 24, 2022 reported herein. (F2) Shares held by The Mallory Descendant's Trust U/T/A DTD 12/31/2013 (the "Descendant's Trust"). Mr. George serves as trustee of the Descendant's Trust and, in such capacity, has investment and voting discretion over shares held by the Descendant's Trust. As a beneficiary of the Descendant's Trust, Mr. George's spouse has a pecuniary interest in the Descendant's Trust. Mr. George may be deemed to beneficially own the shares held by the Descendant's Trust. |