Form 4 for FNKO Funko, Inc.
Accepted 2022-04-25 00:00:00 ET · period of report 2022-04-21 · accession 0000899243-22-015592 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-04-25 | 2022-04-21 | FNKO | Perlmutter Andrew Mark | CEO, Dir | M - OptEx | $0.00 | +6,164 | 128.0K | +5% | $0 |
| D | 2022-04-25 | 2022-04-22 | FNKO | Perlmutter Andrew Mark | CEO, Dir | S - Sale+OE | $17.07 | -2,466 | 125.5K | -2% | -$42.1K |
| D | 2022-04-25 | 2022-04-21 | FNKO | Perlmutter Andrew Mark | CEO, Dir | M - OptEx | $0.00 | -6,164 | 18.5K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-04-21 | M | A | 6,164 | $0.00 | 127,960 | D | — | — | |
| 2 | Common | Class A Common Stock | 2022-04-22 | S | D | 2,466 | $17.07 | 125,494 | D | — | — | (F1) Shares were sold to cover taxes upon the vesting of restricted stock units on April 21, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F2) The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. |
| 3 | Derivative | Restricted Stock Units | 2022-04-21 | M | D | 6,164 | $0.00 | 18,492 | D | — · — to — | 6,164 Class A Common Stock | (F3) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The full award of 24,656 RSUs vests in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |