Form 4 for ALTG ALTA EQUIPMENT GROUP INC.
Accepted 2022-04-27 00:00:00 ET · period of report 2021-04-01 · accession 0000899243-22-015752 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-04-27 | 2022-03-28 | ALTG | Greenawalt Ryan | CEO, COB, Dir, 10% | A - Grant | $0.00 | +79.3K | 5.74M | +1% | $0 |
| D | 2022-04-27 | 2022-02-14 | ALTG | Greenawalt Ryan | CEO, COB, Dir, 10% | M - OptEx | $0.00 | +10.9K | 5.71M | +0.2% | $0 |
| D | 2022-04-27 | 2021-04-01 | ALTG | Greenawalt Ryan | CEO, COB, Dir, 10% | A - Grant | — | +32.8K | 32.8K | New | — |
| D | 2022-04-27 | 2022-02-14 | ALTG | Greenawalt Ryan | CEO, COB, Dir, 10% | M - OptEx | — | -10.9K | 21.9K | -33% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-28 | A | A | 45,888 | $0.00 | 5,787,253 | D | — | — | (F3) Represents shares of Commons Stock underlying PSUs granted to the reporting person. The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan on March 28, 2022 following the achievement of 2021 performance targets and will vest annually over 2 years starting on February 14, 2023, subject to reporting person's continued employment with the Company. |
| 2 | Common | Common Stock | 2022-03-28 | A | A | 33,423 | $0.00 | 5,741,365 | D | — | — | (F2) Represents shares of Commons Stock underlying RSUs granted to the reporting person. The reporting person was granted time-based restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan on March 28, 2022. Each RSU represents the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 3 years starting on February 14, 2023, subject to reporting person's continued employment with the Company. |
| 3 | Common | Common Stock | 2022-02-14 | M | A | 10,942 | $0.00 | 5,707,942 | D | — | — | (F1) The reporting person was granted time-based restricted stock units ("RSUs"), on April 1, 2021, under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan, which represent the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 3 years starting on February 14, 2022, subject to reporting person's continued employment with the Company. The disclosure in Table II is an amendment to the Form 4 filed February 17, 2022. |
| 4 | Derivative | Restricted Stock Units | 2021-04-01 | A | A | 32,826 | — | 32,826 | D | — · — to — | 32,826 Common Stock | (F1) The reporting person was granted time-based restricted stock units ("RSUs"), on April 1, 2021, under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan, which represent the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 3 years starting on February 14, 2022, subject to reporting person's continued employment with the Company. The disclosure in Table II is an amendment to the Form 4 filed February 17, 2022. |
| 5 | Derivative | Restricted Stock Units | 2022-02-14 | M | D | 10,942 | — | 21,884 | D | — · — to — | 10,942 Common Stock | (F1) The reporting person was granted time-based restricted stock units ("RSUs"), on April 1, 2021, under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan, which represent the right to receive one share of Common Stock for each RSU. The RSUs vest annually over 3 years starting on February 14, 2022, subject to reporting person's continued employment with the Company. The disclosure in Table II is an amendment to the Form 4 filed February 17, 2022. |