Form 4 for FNKO Funko, Inc.
Accepted 2022-05-03 00:00:00 ET · period of report 2022-04-29 · accession 0000899243-22-016464 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-03 | 2022-04-29 | FNKO | Mariotti Brian Richard | Chief CREATIVE Off, Dir | M - OptEx | $0.00 | +18.1K | 87.4K | +26% | $0 |
| D | 2022-05-03 | 2022-04-29 | FNKO | Mariotti Brian Richard | Chief CREATIVE Off, Dir | M - OptEx | $0.00 | -18.1K | 36.2K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-04-29 | M | A | 18,081 | $0.00 | 87,426 | D | — | — | (F1) The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. |
| 2 | Derivative | Restricted Stock Units | 2022-04-29 | M | D | 18,081 | $0.00 | 36,162 | D | — · — to — | 18,081 Class A Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 72,324 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |