Form 4 for BHC Bausch Health Companies Inc.
Accepted 2022-05-12 00:00:00 ET · period of report 2022-05-10 · accession 0000899243-22-017885 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-12 | 2022-05-10 | BHC | PAPA JOSEPH C | Dir | F - Tax | $9.40 | -33.7K | 1.43M | -2% | -$316.9K |
| DM | 2022-05-12 | 2022-05-10 | BHC | PAPA JOSEPH C | Dir | M - OptEx | — | +366.1K | 1.21M | +43% | — |
| DM | 2022-05-12 | 2022-05-10 | BHC | PAPA JOSEPH C | Dir | A - Grant | — | +366.1K | 0 | New | — |
| DM | 2022-05-12 | 2022-05-10 | BHC | PAPA JOSEPH C | Dir | M - OptEx | $9.40 | -366.1K | 0 | -100% | -$3.44M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares, No Par Value | 2022-05-10 | F | D | 33,714 | $9.40 | 1,427,568 | D | — | — | (F5) This number represents Common Shares withheld to satisfy the tax withholding obligations due upon vesting of the reporting person's Separation PSUs. |
| 2 | Common | Common Shares, No Par Value | 2022-05-10 | M | A | 65,911 | — | 1,461,282 | D | — | — | (F3) Reflects the vesting and conversion of certain "Separation PSUs", previously granted to the reporting person on March 3, 2021, into common shares, no par value ("Common Shares") of the Issuer. (F4) Each PSU converts into Common Shares on a one-for-one basis. |
| 3 | Common | Common Shares, No Par Value | 2022-05-10 | M | A | 183,522 | — | 1,395,371 | D | — | — | (F2) Reflects an award of PSUs, previously granted to the reporting person on March 3, 2021, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on March 3, 2023, subject to the reporting person's continuous service. (F4) Each PSU converts into Common Shares on a one-for-one basis. |
| 4 | Common | Common Shares, No Par Value | 2022-05-10 | M | A | 116,697 | — | 1,211,849 | D | — | — | (F1) Reflects an award of performance-based Restricted Share Units ("PSUs"), previously granted to the reporting person on February 26, 2020, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on February 26, 2023, subject to the reporting person's continuous service. (F4) Each PSU converts into Common Shares on a one-for-one basis. |
| 5 | Derivative | Restricted Share Units | 2022-05-10 | A | A | 116,697 | — | 0 | D | — · — to 2022-05-10 | 116,697 Common Shares, No Par Value | (F1) Reflects an award of performance-based Restricted Share Units ("PSUs"), previously granted to the reporting person on February 26, 2020, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on February 26, 2023, subject to the reporting person's continuous service. (F4) Each PSU converts into Common Shares on a one-for-one basis. |
| 6 | Derivative | Restricted Share Units | 2022-05-10 | M | D | 116,697 | $9.40 | 0 | D | — · — to 2022-05-10 | 0 Common Shares, No Par Value | (F1) Reflects an award of performance-based Restricted Share Units ("PSUs"), previously granted to the reporting person on February 26, 2020, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on February 26, 2023, subject to the reporting person's continuous service. (F4) Each PSU converts into Common Shares on a one-for-one basis. |
| 7 | Derivative | Restricted Share Units | 2022-05-10 | A | A | 183,522 | — | 0 | D | — · — to 2022-05-10 | 183,522 Common Shares, No Par Value | (F2) Reflects an award of PSUs, previously granted to the reporting person on March 3, 2021, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on March 3, 2023, subject to the reporting person's continuous service. (F4) Each PSU converts into Common Shares on a one-for-one basis. |
| 8 | Derivative | Restricted Share Units | 2022-05-10 | M | D | 183,522 | $9.40 | 0 | D | — · — to 2022-05-10 | 0 Common Shares, No Par Value | (F2) Reflects an award of PSUs, previously granted to the reporting person on March 3, 2021, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on March 3, 2023, subject to the reporting person's continuous service. (F4) Each PSU converts into Common Shares on a one-for-one basis. |
| 9 | Derivative | Restricted Share Units | 2022-05-10 | M | D | 65,911 | $9.40 | 0 | D | — · — to 2022-05-10 | 0 Common Shares, No Par Value | (F3) Reflects the vesting and conversion of certain "Separation PSUs", previously granted to the reporting person on March 3, 2021, into common shares, no par value ("Common Shares") of the Issuer. (F4) Each PSU converts into Common Shares on a one-for-one basis. |
| 10 | Derivative | Restricted Share Units | 2022-05-10 | A | A | 65,911 | — | 0 | D | — · — to 2022-05-10 | 65,911 Common Shares, No Par Value | (F3) Reflects the vesting and conversion of certain "Separation PSUs", previously granted to the reporting person on March 3, 2021, into common shares, no par value ("Common Shares") of the Issuer. (F4) Each PSU converts into Common Shares on a one-for-one basis. |