Form 4 for WMS ADVANCED DRAINAGE SYSTEMS, INC.
Accepted 2022-05-20 00:00:00 ET · period of report 2022-05-18 · accession 0000899243-22-019147 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-05-20 | 2022-05-18 | WMS | Cottrill Scott A | EVP, CFO AND Sec | F - Tax | $99.29 | -11.3K | 72.0K | -14% | -$1.12M |
| DM | 2022-05-20 | 2022-05-18 | WMS | Cottrill Scott A | EVP, CFO AND Sec | A - Grant | $0.00 | +31.3K | 82.7K | +61% | $0 |
| D | 2022-05-20 | 2022-05-18 | WMS | Cottrill Scott A | EVP, CFO AND Sec | A - Grant | $0.00 | +7,095 | 7,095 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-18 | F | D | 648 | $99.29 | 71,344 | D | — | — | |
| 2 | Common | Common Stock | 2022-05-18 | F | D | 10,679 | $99.29 | 71,992 | D | — | — | |
| 3 | Common | Common Stock | 2022-05-18 | A | A | 28,305 | $0.00 | 79,712 | D | — | — | (F1) Reflects grant of performance-based units, orginally granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, earned after the Issuer determined that certain performance goals for the performance period ended March 31, 2022 had been met. Total includes dividend equivalents in the amount of 1,427 shares, which dividend equivalents are settled in common stock. |
| 4 | Common | Common Stock | 2022-05-18 | A | A | 2,959 | $0.00 | 82,671 | D | — | — | |
| 5 | Derivative | Option to Purchase Common Stock | 2022-05-18 | A | A | 7,095 | $0.00 | 7,095 | D | $99.29 · — to 2032-05-17 | 7,095 Common Stock | (F2) The options vest in three equal annual installments beginning on May 17, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. |