Form 4 for MQ Marqeta, Inc.
Accepted 2022-05-31 00:00:00 ET · period of report 2022-05-26 · accession 0000899243-22-020228 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-05-31 | 2022-05-26 | MQ | Berterretche Jacqueline | 10% | C - Cnv Deriv | — | +6.43M | 6.00M | New | — |
| DMI | 2022-05-31 | 2022-05-26 | MQ | Berterretche Jacqueline | 10% | J - Other | — | -6.43M | 0 | -100% | — |
| DMI | 2022-05-31 | 2022-05-26 | MQ | Berterretche Jacqueline | 10% | C - Cnv Deriv | $0.00 | -6.43M | 47.83M | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-26 | C | A | 433,818 | — | 433,818 | I By Granite Ventures Entrepreneurs Fund II, L.P. | — | — | (F1) Each share of Class B common stock is convertible into one share of Class A common stock at the option of the Reporting Person and has no expiration date. (F2) Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and disposition power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. |
| 2 | Common | Common Stock | 2022-05-26 | J | D | 433,818 | — | 0 | I By Granite Ventures Entrepreneurs Fund II, L.P. | — | — | (F3) Represents a pro-rata distribution, and not a purchase or sale, without additional consideration, to its partners. (F2) Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and disposition power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. |
| 3 | Common | Common Stock | 2022-05-26 | J | D | 6,000,000 | — | 0 | I By Granite Ventures, L.P. | — | — | (F3) Represents a pro-rata distribution, and not a purchase or sale, without additional consideration, to its partners. (F2) Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and disposition power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. |
| 4 | Common | Common Stock | 2022-05-26 | C | A | 6,000,000 | — | 6,000,000 | I By Granite Ventures, L.P. | — | — | (F1) Each share of Class B common stock is convertible into one share of Class A common stock at the option of the Reporting Person and has no expiration date. (F2) Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and disposition power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. |
| 5 | Derivative | Class B Common | 2022-05-26 | C | D | 433,818 | $0.00 | 0 | I By Granite Ventures Entrepreneurs Fund II, L.P. | — · — to — | 433,818 Class A Common Stock | (F2) Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and disposition power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. (F1) Each share of Class B common stock is convertible into one share of Class A common stock at the option of the Reporting Person and has no expiration date. |
| 6 | Derivative | Class B Common | 2022-05-26 | C | D | 6,000,000 | $0.00 | 47,827,878 | I By Granite Ventures, L.P. | — · — to — | 6,000,000 Class A Common Stock | (F2) Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and disposition power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. (F1) Each share of Class B common stock is convertible into one share of Class A common stock at the option of the Reporting Person and has no expiration date. |