Form 4 for SYM Symbotic Inc.
Accepted 2022-06-09 00:00:00 ET · period of report 2022-06-07 · accession 0000899243-22-021778 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-09 | 2022-06-07 | SYM | CARPENTER MICHAEL A | Dir | M - OptEx | — | +50.0K | 50.0K | New | — |
| D | 2022-06-09 | 2022-06-07 | SYM | CARPENTER MICHAEL A | Dir | M - OptEx | — | -50.0K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock, par value $0.0001 | 2022-06-07 | M | A | 50,000 | — | 50,000 | D | — | — | (F1) On June 7, 2022, SVF Investment Corp. 3 (the "Issuer") consummated its business combination with Warehouse Technologies LLC, Symbotic Holdings LLC and Saturn Acquisition (DE) Corp. As described in the Issuer's Post-Effective Amendment No. 1 to the Registration Statement on Form S-4 (File No. 333-262529) (the "Registration Statement") filed with the U.S. Securities and Exchange Commission on May 23, 2022, the shares of Class B ordinary shares of the Issuer, par value of $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of Class B common stock of Symbotic Inc., par value $0.0001 per share (the "Class B Common Stock"), which shares of Class B Common Stock automatically converted into shares of Class A Common Stock of Symbotic Inc, par value $0.0001 per share, at the time of the Issuer's business combination, in each case, on a one-for-one basis. |
| 2 | Derivative | Class B Ordinary Shares, par value $0.0001 per share | 2022-06-07 | M | D | 50,000 | — | 0 | D | — · — to — | — Class A Common Stock | (F1) On June 7, 2022, SVF Investment Corp. 3 (the "Issuer") consummated its business combination with Warehouse Technologies LLC, Symbotic Holdings LLC and Saturn Acquisition (DE) Corp. As described in the Issuer's Post-Effective Amendment No. 1 to the Registration Statement on Form S-4 (File No. 333-262529) (the "Registration Statement") filed with the U.S. Securities and Exchange Commission on May 23, 2022, the shares of Class B ordinary shares of the Issuer, par value of $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of Class B common stock of Symbotic Inc., par value $0.0001 per share (the "Class B Common Stock"), which shares of Class B Common Stock automatically converted into shares of Class A Common Stock of Symbotic Inc, par value $0.0001 per share, at the time of the Issuer's business combination, in each case, on a one-for-one basis. |