Form 4 for FOA Finance of America Companies Inc.
Accepted 2022-06-10 00:00:00 ET · period of report 2022-06-08 · accession 0000899243-22-021964 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-10 | 2022-06-08 | FOA | Corio Norma | Dir | M - OptEx | — | +18.7K | 18.7K | New | — |
| D | 2022-06-10 | 2022-06-08 | FOA | Corio Norma | Dir | M - OptEx | $0.00 | -18.7K | 0 | -100% | $0 |
| D | 2022-06-10 | 2022-06-09 | FOA | Corio Norma | Dir | A - Grant | $0.00 | +47.6K | 47.6K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-06-08 | M | A | 18,691 | — | 18,691 | D | — | — | (F1) Reflects restricted stock units that upon vesting converted into shares of Class A Common Stock of the Issuer ("Common Stock") on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Units | 2022-06-08 | M | D | 18,691 | $0.00 | 0 | D | — · — to — | 18,691 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. (F3) Reflects restricted stock units that vested on June 8, 2022, the date of the Issuer's first annual stockholders meeting following the date of grant. |
| 3 | Derivative | Restricted Stock Units | 2022-06-09 | A | A | 47,619 | $0.00 | 47,619 | D | — · — to — | 47,619 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. (F4) These restricted stock units shall vest on the earlier of (i) June 9, 2023 or (ii) the first regularly scheduled annual meeting of the stockholders of the Issuer following the grant date. |