Form 4 for GEG Great Elm Group, Inc.
Accepted 2022-06-13 00:00:00 ET · period of report 2022-06-09 · accession 0000899243-22-022260 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2022-06-13 | 2022-06-09 | GEG | Reese Jason W. | Dir, 10% | P - Purchase | $2.38 | +237.4K | 4.55M | +5% | +$564.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock, par value $0.01 per share ("Common Stock") | 2022-06-09 | P | A | 237,366 | $2.38 | 4,553,547 | I See Footnotes | — | — | (F2) Each of Mr. Reese, ICAM and Long Ball disclaims beneficial ownership of the securities reported herein, except to the extent of that person's pecuniary interest. (F1) Consists of 3,183,563 shares held directly Long Ball Partners, LLC ("Long Ball") and 1,369,984 shares held directly by Imperial Capital Asset Management, LLC ("ICAM"). Mr. Reese is portfolio manager to Long Ball and is Chairman and Chief Executive Officer of ICAM, which is the managing member of and investment manager to Long Ball. |