Form 4 for OAK-PA Brookfield Oaktree Holdings, LLC
Accepted 2022-06-16 00:00:00 ET · period of report 2022-06-14 · accession 0000899243-22-022853 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-06-16 | 2022-06-14 | OAK-PA | GILBERT STEVEN J | Dir | P - Purchase | $23.69 | +20.0K | 19.2K | New | +$473.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Series B Preferred | 2022-06-14 | P | A | 5,000 | $23.55 | 30,000 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $23.47 to $23.55. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of units and prices at which the transaction was effected. |
| 2 | Common | Series A Preferred | 2022-06-14 | P | A | 15,000 | $23.74 | 19,211 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $23.58 to $23.75. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of units and prices at which the transaction was effected. |