Form 4 for FTCI FTC Solar, Inc.
Accepted 2022-06-22 00:00:00 ET · period of report 2022-06-17 · accession 0000899243-22-023613 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-06-22 | 2022-06-17 | FTCI | Springer David | Dir, 10% | A - Grant | $0.00 | +35.8K | 5.23M | +0.7% | $0 | |
| MI | 2022-06-22 | 2022-04-22 | FTCI | Springer David | Dir, 10% | G - Gift | $0.00 | +1.05M | 350.0K | New | $0 |
| 2022-06-22 | 2022-04-22 | FTCI | Springer David | Dir, 10% | G - Gift | $0.00 | -1.05M | 5.20M | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-17 | A | A | 35,794 | $0.00 | 5,232,288 | D | — | — | (F5) The Reporting Person received this annual grant of securities from the Issuer in respect of his service on the board of directors of the Issuer. |
| 2 | Common | Common Stock | 2022-04-22 | G | A | 350,000 | $0.00 | 350,000 | I | — | — | |
| 3 | Common | Common Stock | 2022-04-22 | G | A | 350,000 | $0.00 | 350,000 | I By Trust | — | — | (F4) These shares are owned directly by the AS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the AS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. |
| 4 | Common | Common Stock | 2022-04-22 | G | A | 350,000 | $0.00 | 350,000 | I By Trust | — | — | (F3) These shares are owned directly by the NS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the NS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. |
| 5 | Common | Common Stock | 2022-04-22 | G | D | 1,050,000 | $0.00 | 5,196,494 | D By Trust | — | — | (F1) Reflects shares contributed by the Reporting Person to the DS 2022 GRAT which was exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. (F2) These shares are owned directly by the ZS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the ZS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. |