Form 4 for SRRK Scholar Rock Holding Corp
Accepted 2022-06-24 00:00:00 ET · period of report 2022-06-22 · accession 0000899243-22-023965 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-06-24 | 2022-06-22 | SRRK | Nashat Amir | Dir | P - Purchase | $4.90 | +1.20M | 206.9K | New | +$5.87M |
| DMI | 2022-06-24 | 2022-06-22 | SRRK | Nashat Amir | Dir | P - Purchase | $4.90 | +299.5K | 16.5K | New | +$1.47M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-22 | P | A | 1,131,850 | $4.90 | 3,540,530 | I See Footnote | — | — | (F1) The securities were purchased at a combined public offering price of $4.90 per share of common stock, and such combined offering price included accompanying Common Warrants. (F2) The securities are owned directly by Polaris Venture Partners VI, L.P. ("PVP VI"). Polaris Venture Management Co. VI, L.L.C. ("PVM VI") is the general partner of PVP VI and PVM VI is managed by its managing members, one of whom is the Reporting Person and a member of the Issuer's Board of Directors (collectively, the "Managing Members"). PVM VI may be deemed to have sole voting and dispositive power with respect to the shares held by PVP VI and each of the Reporting Person and the other Managing Members may be deemed to have shared voting and dispositive power with respect to the shares held by PVP VI. (F3) (Continued from Footnote 2) Each of the Reporting Person, PVM VI and the other Managing Members disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person, PVM VI or any of the other Managing Members is a beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein. |
| 2 | Common | Common Stock | 2022-06-22 | P | A | 66,142 | $4.90 | 206,897 | I See Footnote | — | — | (F1) The securities were purchased at a combined public offering price of $4.90 per share of common stock, and such combined offering price included accompanying Common Warrants. (F4) The securities are owned directly by Polaris Venture Partners Founders' Fund VI, L.P. ("PVPFF VI"). PVM VI is the general partner of PVPFF VI. PVM VI may be deemed to have sole voting and dispositive power with respect to the shares held by PVPFF VI and each of the Reporting Person and the other Managing Members may be deemed to have shared voting and dispositive power with respect to the shares held by PVPFF VI. Each of the Reporting Person, PVM VI and the other Managing Members disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person, PVM VI or any of the other Managing Members is a beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein. |
| 3 | Derivative | Common Warrant (right to buy) | 2022-06-22 | P | A | 282,962 | $4.90 | 282,962 | I See Footnote | $7.35 · 2022-06-22 to 2025-12-31 | 282,962 Common Stock | (F1) The securities were purchased at a combined public offering price of $4.90 per share of common stock, and such combined offering price included accompanying Common Warrants. (F2) The securities are owned directly by Polaris Venture Partners VI, L.P. ("PVP VI"). Polaris Venture Management Co. VI, L.L.C. ("PVM VI") is the general partner of PVP VI and PVM VI is managed by its managing members, one of whom is the Reporting Person and a member of the Issuer's Board of Directors (collectively, the "Managing Members"). PVM VI may be deemed to have sole voting and dispositive power with respect to the shares held by PVP VI and each of the Reporting Person and the other Managing Members may be deemed to have shared voting and dispositive power with respect to the shares held by PVP VI. (F3) (Continued from Footnote 2) Each of the Reporting Person, PVM VI and the other Managing Members disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person, PVM VI or any of the other Managing Members is a beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein. |
| 4 | Derivative | Common Warrant (right to buy) | 2022-06-22 | P | A | 16,536 | $4.90 | 16,536 | I See Footnote | $7.35 · 2022-06-22 to 2025-12-31 | 16,536 Common Stock | (F1) The securities were purchased at a combined public offering price of $4.90 per share of common stock, and such combined offering price included accompanying Common Warrants. (F4) The securities are owned directly by Polaris Venture Partners Founders' Fund VI, L.P. ("PVPFF VI"). PVM VI is the general partner of PVPFF VI. PVM VI may be deemed to have sole voting and dispositive power with respect to the shares held by PVPFF VI and each of the Reporting Person and the other Managing Members may be deemed to have shared voting and dispositive power with respect to the shares held by PVPFF VI. Each of the Reporting Person, PVM VI and the other Managing Members disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person, PVM VI or any of the other Managing Members is a beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein. |