Form 4 for FUND SPROTT FOCUS TRUST INC.
Accepted 2022-06-27 00:00:00 ET · period of report 2022-05-19 · accession 0000899243-22-024268 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-06-27 | 2022-05-19+ | FUND | GEORGE W WHITNEY | Dir, 10%, Senior Portfolio Manager | P - Purchase | $7.91 | +18.5K | 50.9K | +57% | +$146.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-23 | P | A | 8,494 | $7.50 | 59,420 | I Held by Trust | — | — | (F7) Represents the weighted average purchase price of multiple transactions with a range of prices between $7.47 and $7.50. Mr. George hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price. (F3) Shares held by a trust established for the benefit of Mr. George's spouse. Mr. George serves as trustee of the trust and, in such capacity, has investment and voting discretion over shares held by the trust. As beneficiary of the trust, Mr. George's spouse has a pecuniary interest in the trust. Mr. George may be deemed to beneficially own the shares held by the trust. |
| 2 | Common | Common Stock | 2022-05-19 | P | A | 10,000 | $8.25 | 50,926 | I Held by Trust | — | — | (F6) Represents the weighted average purchase price of multiple transactions with a range of prices between $8.23 and $8.25. Mr. George hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price. (F8) Amount of shares beneficially owned includes shares acquired under the Issuer's Dividend Reinvestment Program (the DRIP) on June 24, 2022, subsequent to the purchases reported herein. (F3) Shares held by a trust established for the benefit of Mr. George's spouse. Mr. George serves as trustee of the trust and, in such capacity, has investment and voting discretion over shares held by the trust. As beneficiary of the trust, Mr. George's spouse has a pecuniary interest in the trust. Mr. George may be deemed to beneficially own the shares held by the trust. |