Form 4 for FNKO Funko, Inc.

Accepted 2022-06-30 00:00:00 ET · period of report 2022-06-27 · accession 0000899243-22-024589 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2022-06-30	2022-06-28	FNKO	Daw Tracy D	CLO	S - Sale+OE	$24.25	-802	6,529	-11%	-$19.4K
D	2022-06-30	2022-06-27	FNKO	Daw Tracy D	CLO	M - OptEx	—	+2,005	7,331	+38%	—
D	2022-06-30	2022-06-27	FNKO	Daw Tracy D	CLO	M - OptEx	$0.00	-2,005	0	-100%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2022-06-28	S	D	802	$24.25	6,529	D	—	—	(F2) Shares were sold to cover taxes upon the vesting of restricted stock units on June 27, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F3) The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
2	Common	Class A Common Stock	2022-06-27	M	A	2,005	—	7,331	D	—	—	(F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
3	Derivative	Restricted Stock Units	2022-06-27	M	D	2,005	$0.00	0	D	— · — to —	2,005 Class A Common Stock	(F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. (F4) On June 27, 2018, the Reporting Person was granted 8,020 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.