Form 4 for MAIA MAIA Biotechnology, Inc.

Accepted 2022-08-02 00:00:00 ET · period of report 2022-08-01 · accession 0000899243-22-027462 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
I	2022-08-02	2022-08-01	MAIA	Smith Stan	Dir	P - Purchase	$5.00	+200.0K	496.1K	+68%	+$1.00M
I	2022-08-02	2022-08-01	MAIA	Smith Stan	Dir	J - Other	—	+7,200	503.3K	+1%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-08-01	P	A	200,000	$5.00	496,128	I See Footnote	—	—	(F2) These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993.
2	Common	Common Stock	2022-08-01	J	A	7,200	—	503,328	I See Footnote	—	—	(F3) In connection with a crossover round with certain investors consisting of sales of common stock, $0.0001 par value per share ("Common Stock") of the Issuer at a price of $9.00 per share, in the event that the price per share of Common Stock sold in the IPO was less than $9.00 per share, the Issuer, on the closing date of the IPO (August 1, 2022), issued to such investors, so long as they continued to hold such shares of Common Stock purchased in the crossover round, that number of additional shares of Common Stock such that the price per share they paid in the crossover round was equal to the per share price in the Issuer's IPO. As the reporting person purchased 9,000 shares at $9.00 per share in the crossover round that the reporting person continued to hold, and the per share price in the IPO was $5.00 per share, accordingly, at the close of the IPO, the Issuer issued to the reporting person an additional 7,200 shares of Common Stock for no additional consideration. (F2) These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993.