Form 4 for CHPT ChargePoint Holdings, Inc.
Accepted 2022-08-03 00:00:00 ET · period of report 2022-08-01 · accession 0000899243-22-027624 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-03 | 2022-08-01+ | CHPT | Hughes Michael D | See Remarks | S - Sale+OE | $15.02 | -25.0K | 968.1K | -3% | -$375.4K |
| DM | 2022-08-03 | 2022-08-01+ | CHPT | Hughes Michael D | See Remarks | M - OptEx | $0.56 | +25.0K | 982.9K | +3% | +$14.0K |
| DM | 2022-08-03 | 2022-08-01+ | CHPT | Hughes Michael D | See Remarks | M - OptEx | — | -25.0K | 1.26M | -2% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-02 | S | D | 14,799 | $15.02 | 968,065 | D | — | — | (F3) Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.045. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 2 | Common | Common Stock | 2022-08-01 | S | D | 10,201 | $15.01 | 968,065 | D | — | — | (F2) Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.04. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 3 | Common | Common Stock | 2022-08-01 | M | A | 10,201 | $0.56 | 978,266 | D | — | — | |
| 4 | Common | Common Stock | 2022-08-02 | M | A | 14,799 | $0.56 | 982,864 | D | — | — | |
| 5 | Derivative | Stock Option (right to buy) | 2022-08-02 | M | D | 14,799 | — | 1,241,174 | D | $0.56 · — to 2028-08-26 | 14,799 Common Stock | (F4) The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date. |
| 6 | Derivative | Stock Option (right to buy) | 2022-08-01 | M | D | 10,201 | — | 1,255,973 | D | $0.56 · — to 2028-08-26 | 10,201 Common Stock | (F4) The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date. |