Form 4 for DNA Ginkgo Bioworks Holdings, Inc.
Accepted 2022-08-04 00:00:00 ET · period of report 2022-08-02 · accession 0000899243-22-027733 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-04 | 2022-08-02 | DNA | Hannan Kathy Hopinkah | Dir | A - Grant | $0.00 | +57.0K | 62.0K | +1,140% | $0 |
| DM | 2022-08-04 | 2022-08-02 | DNA | Hannan Kathy Hopinkah | Dir | A - Grant | $0.00 | +271.1K | 84.2K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-08-02 | A | A | 56,986 | $0.00 | 61,986 | D | — | — | (F1) Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The vesting date of the RSUs and additional stock options, and in the case of the additional stock options, the exercise date, will be the day immediately prior to the date of the next Annual Meeting of Shareholders of the Issuer occurring after the date of grant, in either case, subject to the Reporting Person continuing in service as a Non-Employee Director through such date. |
| 2 | Derivative | Stock Option | 2022-08-02 | A | A | 186,915 | $0.00 | 186,915 | D | $2.14 · — to 2032-08-02 | 186,915 Class A Common Stock | (F3) The initial stock options shall vest and become exercisable in substantially equal installments on each of the first three anniversaries of the date of grant, such that the initial stock options shall be fully vested on the third anniversary of the date of grant, subject to the Reporting Person continuing in service as a Non-Employee Director through such date. |
| 3 | Derivative | Stock Option | 2022-08-02 | A | A | 84,216 | $0.00 | 84,216 | D | $2.03 · — to 2032-08-02 | 84,216 Class A Common Stock | (F1) Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The vesting date of the RSUs and additional stock options, and in the case of the additional stock options, the exercise date, will be the day immediately prior to the date of the next Annual Meeting of Shareholders of the Issuer occurring after the date of grant, in either case, subject to the Reporting Person continuing in service as a Non-Employee Director through such date. |