Form 4 for GKOS GLAUKOS Corp
Accepted 2022-08-08 00:00:00 ET · period of report 2022-08-04 · accession 0000899243-22-028000 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-08-08 | 2022-08-04 | GKOS | Kliman Gilbert H | Dir | J - Other | $0.00 | -333.9K | 0 | -100% | $0 |
| 2022-08-08 | 2022-08-04 | GKOS | Kliman Gilbert H | Dir | J - Other | $0.00 | +19.0K | 27.3K | +231% | $0 | |
| I | 2022-08-08 | 2022-08-05 | GKOS | Kliman Gilbert H | Dir | S - Sale | $53.01 | -3,362 | 0 | -100% | -$178.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-04 | J | D | 83,955 | $0.00 | 0 | I InterWest Management Partners X, LLC | — | — | (F3) The shares are owned by IP10. The general partner of IP10 is IMP10. The Reporting Person has shared voting and investment control over shares owned by IP10, and disclaims beneficial ownership of those securities, except to the extent of his pecuniary interest therein. |
| 2 | Common | Common Stock | 2022-08-04 | J | A | 19,045 | $0.00 | 27,305 | D By InterWest Partners IX, LP | — | — | (F7) Includes 6,746 restricted stock units that have not yet vested or been delivered to the Reporting Person. (F5) Consists of shares owned by InterWest Partners IX, LP ("IP9"). The Reporting Person is a Managing Director of InterWest Management Partners IX, LLC, the general partner of IP9. The Reporting Person has shared voting and investment control over shares owned by IP9, and disclaims beneficial ownership of those securities, except to the extent of his pecuniary interest therein. |
| 3 | Common | Common Stock | 2022-08-05 | S | D | 3,362 | $53.01 | 0 | I | — | — | (F4) The price represents the weighted-average price of the shares sold in multiple transactions ranging from $52.77 to $53.165 per share, inclusive. The Reporting Person undertakes to provide the Issuer, a security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Common | Common Stock | 2022-08-04 | J | A | 83,955 | $0.00 | 83,955 | I InterWest Management Partners X, LLC | — | — | (F3) The shares are owned by IP10. The general partner of IP10 is IMP10. The Reporting Person has shared voting and investment control over shares owned by IP10, and disclaims beneficial ownership of those securities, except to the extent of his pecuniary interest therein. |
| 5 | Common | Common Stock | 2022-08-04 | J | D | 333,917 | $0.00 | 0 | I InterWest Partners X, LP | — | — | (F3) The shares are owned by IP10. The general partner of IP10 is IMP10. The Reporting Person has shared voting and investment control over shares owned by IP10, and disclaims beneficial ownership of those securities, except to the extent of his pecuniary interest therein. |