Form 4 for NKTX Nkarta, Inc.
Accepted 2022-08-10 00:00:00 ET · period of report 2022-08-08 · accession 0000899243-22-028291 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-10 | 2022-08-08 | NKTX | Brandenberger Ralph | Chief Technical Off | M - OptEx | $2.60 | +11.6K | 19.1K | +155% | +$30.2K |
| D | 2022-08-10 | 2022-08-08 | NKTX | Brandenberger Ralph | Chief Technical Off | S - Sale+OE | $15.51 | -11.6K | 7,800 | -60% | -$179.8K |
| DM | 2022-08-10 | 2022-08-08 | NKTX | Brandenberger Ralph | Chief Technical Off | M - OptEx | $0.00 | -11.6K | 37.3K | -24% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-08 | M | A | 340 | $4.77 | 19,393 | D | — | — | |
| 2 | Common | Common Stock | 2022-08-08 | M | A | 4,367 | $0.41 | 12,167 | D | — | — | |
| 3 | Common | Common Stock | 2022-08-08 | S | D | 11,593 | $15.51 | 7,800 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $15.00 to $16.00. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock | 2022-08-08 | M | A | 6,886 | $3.89 | 19,053 | D | — | — | |
| 5 | Derivative | Stock Option (right to buy) | 2022-08-08 | M | D | 4,367 | $0.00 | 0 | D | $0.41 · — to 2028-07-18 | 4,367 Common Stock | (F3) This stock option is fully vested. |
| 6 | Derivative | Stock Option (right to buy) | 2022-08-08 | M | D | 340 | $0.00 | 8,445 | D | $4.77 · — to 2029-05-10 | 340 Common Stock | (F5) The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on December 6, 2022. |
| 7 | Derivative | Stock Option (right to buy) | 2022-08-08 | M | D | 6,886 | $0.00 | 37,253 | D | $3.89 · — to 2029-09-05 | 6,886 Common Stock | (F4) The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on September 5, 2023. |