Form 4 for WMS ADVANCED DRAINAGE SYSTEMS, INC.
Accepted 2022-08-16 00:00:00 ET · period of report 2022-08-12 · accession 0000899243-22-028785 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-16 | 2022-08-12 | WMS | HARVEY DARIN S. | EVP, Supply Chain, Logistics | M - OptEx | $27.63 | +5,985 | 6,679 | +862% | +$165.4K |
| D | 2022-08-16 | 2022-08-12 | WMS | HARVEY DARIN S. | EVP, Supply Chain, Logistics | S - Sale+OE | $147.98 | -5,985 | 4,600 | -57% | -$885.7K |
| DM | 2022-08-16 | 2022-08-12 | WMS | HARVEY DARIN S. | EVP, Supply Chain, Logistics | M - OptEx | $0.00 | -5,985 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-12 | M | A | 3,906 | $27.44 | 10,585 | D | — | — | |
| 2 | Common | Common Stock | 2022-08-12 | M | A | 2,079 | $27.99 | 6,679 | D | — | — | |
| 3 | Common | Common Stock | 2022-08-12 | S | D | 5,985 | $147.98 | 4,600 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.72 to $148.27, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| 4 | Derivative | Option to Purchase Common Stock | 2022-08-12 | M | D | 2,079 | $0.00 | 0 | D | $27.99 · — to 2028-10-14 | 2,079 Common Stock | (F3) The options vested in three equal annual installments beginning on October 14, 2019. |
| 5 | Derivative | Option to Purchase Common Stock | 2022-08-12 | M | D | 3,906 | $0.00 | 0 | D | $27.44 · — to 2029-05-21 | 3,906 Common Stock | (F4) The options vested in three equal annual installments beginning on May 21, 2020. |