Form 4 for FNKO Funko, Inc.
Accepted 2022-08-16 00:00:00 ET · period of report 2022-08-13 · accession 0000899243-22-028847 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-16 | 2022-08-13 | FNKO | Fall Jung Jennifer | CFO | M - OptEx | $0.00 | +2,232 | 19.1K | +13% | $0 |
| D | 2022-08-16 | 2022-08-15 | FNKO | Fall Jung Jennifer | CFO | S - Sale+OE | $20.64 | -814 | 18.3K | -4% | -$16.8K |
| D | 2022-08-16 | 2022-08-13 | FNKO | Fall Jung Jennifer | CFO | M - OptEx | $0.00 | +2,232 | 2,232 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | CLASS A COMMON STOCK | 2022-08-13 | M | A | 2,232 | $0.00 | 19,142 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. |
| 2 | Common | CLASS A COMMON STOCK | 2022-08-15 | S | D | 814 | $20.64 | 18,328 | D | — | — | (F2) Reflects shares sold to cover taxes upon the vesting of RSUs on August 13, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.63 to $20.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 3 | Derivative | Restricted Stock Units | 2022-08-13 | M | A | 2,232 | $0.00 | 2,232 | D | — · — to — | 2,232 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. (F4) The original grant of 8,928 RSUs has vested or will vest in four equal annual installments that began on the first anniversary of August 13, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |