Form 4 for NKTX Nkarta, Inc.
Accepted 2022-08-17 00:00:00 ET · period of report 2022-08-15 · accession 0000899243-22-028981 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-17 | 2022-08-15 | NKTX | Mahmood Nadir | See Remarks | M - OptEx | $3.89 | +7,500 | 53.6K | +16% | +$29.2K |
| D | 2022-08-17 | 2022-08-15 | NKTX | Mahmood Nadir | See Remarks | S - Sale+OE | $18.03 | -7,500 | 46.1K | -14% | -$135.2K |
| DM | 2022-08-17 | 2022-08-15 | NKTX | Mahmood Nadir | See Remarks | M - OptEx | $0.00 | -7,500 | 27.7K | -21% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-15 | M | A | 7,500 | $3.89 | 53,588 | D | — | — | |
| 2 | Common | Common Stock | 2022-08-15 | S | D | 7,500 | $18.03 | 46,088 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $18.00 to $18.16. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Derivative | Stock Option (right to buy) | 2022-08-15 | M | D | 2,681 | $0.00 | 68,062 | D | $3.89 · — to 2029-09-05 | 2,681 Common Stock | (F4) The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on September 5, 2023. |
| 4 | Derivative | Stock Option (right to buy) | 2022-08-15 | M | D | 4,819 | $0.00 | 27,703 | D | $3.89 · — to 2029-09-05 | 4,819 Common Stock | (F3) The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on July 1, 2024. |