Form 4 for LOCO El Pollo Loco Holdings, Inc.

Accepted 2022-09-02 00:00:00 ET · period of report 2022-08-31 · accession 0000899243-22-030297 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MI	2022-09-02	2022-08-31	LOCO	Roth John M.	Dir, 10%	J - Other	—	+5.53M	5.46M	New	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-08-31	J	A	73,052	—	73,052	I See Notes	—	—	(F1) Received in a pro rata distribution-in-kind from Trimaran Pollo Partners, L.L.C. (F3) Held directly by FS Affiliates V, L.P. ("Affiliates V"). The general partner of Affiliates V is the General Partner. (F4) Mr. Roth is a director of the Issuer, a managing member of the General Partner and chief executive officer of certain entities affiliated with Equity Partners V, Affiliates V and the General Partner. Mr. Roth disclaims beneficial ownership of the securities held by Equity Partners V and Affiliates V, except to the extent of his pecuniary interest therein.
2	Common	Common Stock	2022-08-31	J	A	5,461,251	—	5,461,251	I See Notes	—	—	(F1) Received in a pro rata distribution-in-kind from Trimaran Pollo Partners, L.L.C. (F4) Mr. Roth is a director of the Issuer, a managing member of the General Partner and chief executive officer of certain entities affiliated with Equity Partners V, Affiliates V and the General Partner. Mr. Roth disclaims beneficial ownership of the securities held by Equity Partners V and Affiliates V, except to the extent of his pecuniary interest therein. (F2) Held directly by FS Equity Partners V, L.P. ("Equity Partners V"). The general partner of Equity Partners V is FS Capital Partners V, LLC (the "General Partner").