Form 4 for RKLB Rocket Lab Corp
Accepted 2022-09-13 00:00:00 ET · period of report 2022-09-09 · accession 0000899243-22-030950 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2022-09-13 | 2022-09-09 | RKLB | GRIFFIN MICHAEL D | Dir | S - Sale | $5.62 | -456.2K | 0 | -100% | -$2.56M |
| I | 2022-09-13 | 2022-09-09 | RKLB | GRIFFIN MICHAEL D | Dir | J - Other | $0.00 | -456.2K | 456.2K | -50% | $0 |
| 2022-09-13 | 2022-09-09 | RKLB | GRIFFIN MICHAEL D | Dir | J - Other | $0.00 | -456.2K | 190.2K | -71% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-09 | S | D | 456,190 | $5.62 | 0 | I | — | — | (F2) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.56 to $5.665, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. |
| 2 | Common | Common Stock | 2022-09-09 | J | D | 456,190 | $0.00 | 456,190 | I By LogiQ, Inc | — | — | (F1) The reporting person transferred these shares to LogiQ, Inc., a corporation controlled by the reporting person and in which the reporting person holds a 50% economic interest. The reporting person disclaims beneficial ownership of any securities held by LogiQ, Inc. except to the extent of their pecuniary interest therein. |
| 3 | Common | Common Stock | 2022-09-09 | J | D | 456,190 | $0.00 | 190,156 | D By LogiQ, Inc | — | — | (F1) The reporting person transferred these shares to LogiQ, Inc., a corporation controlled by the reporting person and in which the reporting person holds a 50% economic interest. The reporting person disclaims beneficial ownership of any securities held by LogiQ, Inc. except to the extent of their pecuniary interest therein. |