Form 4 for AMKR AMKOR TECHNOLOGY, INC.
Accepted 2022-09-19 00:00:00 ET · period of report 2022-09-07 · accession 0000899243-22-031480 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2022-09-19 | 2022-09-07 | AMKR | KIM SUSAN Y | Dir, 10%, Member of 10% owner group (5) | G - Gift | $0.00 | -283.5K | 1.12M | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-07 | G | D | 283,500 | $0.00 | 1,117,623 | I By James J. Kim GRAT dtd 4/1/20 | — | — | (F1) On September 7, 2022, the Qualified Annuity Trust Under the James J. Kim 2020-1 Qualified Annuity Trust Agreement Dated 04/01/20 distributed 283,500 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") to James J. Kim. The Reporting Person is a trustee of the trust. James J. Kim and the Reporting Person are father and daughter. (F3) Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of these shares. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16, or for any other purpose. (F2) The Reporting Person is (i) a trustee of trusts for the benefit of her immediate family members (other than grantor retained annuity trusts ("GRATs")) which own 9,181,498 shares of the Issuer's Common Stock, (ii) a trustee of GRATs created by members of her immediate family which own 10,228,178 shares of the Issuer's Common Stock, (iii) a trustee of GRATs of which she was the settlor and is the sole annuitant which own 3,794,798 shares of the Issuer's Common Stock, (iv) a general partner of a limited partnership which owns 19,484,809 shares of the Issuer's Common Stock, (v) a manager of limited liability companies ("LLCs") being treated as corporations for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), which own 8,200,000 shares of the Issuer's Common Stock and (vi) a manager of an LLC being treated as a limited partnership for purposes of Section 16 which owns 2,478,325 shares of the Issuer's Common Stock. |