Form 4 for AWRE AWARE INC /MA/
Accepted 2022-09-20 00:00:00 ET · period of report 2022-09-16 · accession 0000899243-22-031581 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-09-20 | 2022-09-16 | AWRE | STAFFORD JOHN S III | Dir, 10% | J - Other | $0.00 | +4.62M | 4.73M | +4,389% | $0 | |
| I | 2022-09-20 | 2022-09-16 | AWRE | STAFFORD JOHN S III | Dir, 10% | J - Other | $0.00 | -4.62M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-16 | J | A | 4,621,368 | $0.00 | 4,726,659 | D By Ronin Trading LLC | — | — | (F1) On September 16, 2022, Ronin Trading, LLC transferred all 4,621,368 shares of the issuer's common stock held in John S. Stafford, III's Class C Capital Account at Ronin Trading to Mr. Stafford for no consideration. |
| 2 | Common | Common Stock | 2022-09-16 | J | D | 4,621,368 | $0.00 | 0 | I | — | — | (F1) On September 16, 2022, Ronin Trading, LLC transferred all 4,621,368 shares of the issuer's common stock held in John S. Stafford, III's Class C Capital Account at Ronin Trading to Mr. Stafford for no consideration. |