Form 4 for FNKO Funko, Inc.
Accepted 2022-09-20 00:00:00 ET · period of report 2022-09-16 · accession 0000899243-22-031614 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-20 | 2022-09-16 | FNKO | Fall Jung Jennifer | CFO | M - OptEx | — | +71.2K | 89.5K | +388% | — |
| D | 2022-09-20 | 2022-09-16 | FNKO | Fall Jung Jennifer | CFO | M - OptEx | $0.00 | -71.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | CLASS A COMMON STOCK | 2022-09-16 | M | A | 71,189 | — | 89,517 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. (F2) The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. |
| 2 | Derivative | Restricted Stock Units | 2022-09-16 | M | D | 71,189 | $0.00 | 0 | D | — · — to — | 71,189 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. (F3) The RSUs vested in full on the second anniversary of the date of grant, subject to the Reporting Person's continued employment with the Issuer through the vesting date. |