Form 4 for CHPT ChargePoint Holdings, Inc.
Accepted 2022-09-23 00:00:00 ET · period of report 2022-09-21 · accession 0000899243-22-031914 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-23 | 2022-09-21 | CHPT | JACKSON REX S | CFO | S - Sale+OE | $16.00 | -15.0K | 1.11M | -1% | -$240.1K |
| DI | 2022-09-23 | 2022-09-22 | CHPT | JACKSON REX S | CFO | X - OptEx | $6.03 | +87.8K | 197.3K | +80% | +$529.6K |
| DI | 2022-09-23 | 2022-09-22 | CHPT | JACKSON REX S | CFO | X - OptEx | — | -87.8K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-21 | S | D | 15,005 | $16.00 | 1,113,119 | D By trust | — | — | (F2) Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.88 to $16.06. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. (F3) The shares are held by the Jackson 1997 Trust Dated November 6, 1997 of which the Reporting Person is trustee. |
| 2 | Common | Common Stock | 2022-09-22 | X | A | 87,821 | $6.03 | 197,335 | I | — | — | |
| 3 | Derivative | Warrant (right to buy) | 2022-09-22 | X | D | 87,821 | — | 0 | I By trust | $6.03 · 2021-02-26 to 2030-08-06 | 87,821 Common Stock | (F4) The Warrant was received in exchange for a warrant to purchase 88,121 shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Warrant is held by the Jackson 1997 Trust Dated November 6, 1997 of which the Reporting Person is trustee. |