Form 4 for TKNO Alpha Teknova, Inc.
Accepted 2022-10-04 00:00:00 ET · period of report 2022-09-30 · accession 0000899243-22-032696 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-10-04 | 2022-09-30 | TKNO | Gunstream Stephen | Pres, CEO, Dir | M - OptEx | $0.84 | +40.0K | 58.0K | +222% | +$33.6K |
| D | 2022-10-04 | 2022-09-30 | TKNO | Gunstream Stephen | Pres, CEO, Dir | M - OptEx | $0.00 | -40.0K | 886.9K | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-30 | M | A | 40,000 | $0.84 | 58,000 | D | — | — | |
| 2 | Derivative | Employee Stock Option (Right to buy) | 2022-09-30 | M | D | 40,000 | $0.00 | 886,879 | D | $0.84 · — to 2030-08-31 | 40,000 Common Stock | (F1) Reflects a 1.8746-for-1 forward stock split which was effected on June 17, 2021. (F2) 231,719 option shares, representing 1/4th of the original number of shares subject to the option (adjusted for the forward stock split described herein), became exercisable on December 16, 2020, and 1/48th of the original number of option shares subject to the option have vested and shall continue to vest on a monthly basis thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. |